# METLIFE INVESTMENTS SECURITIES, LLC X-17A-5 (2026-03-23) — Broker-dealer annual report

- Company: METLIFE INVESTMENTS SECURITIES, LLC
- Form: X-17A-5
- Filed: 2026-03-23
- Accession: 0001193125-26-120371
- CIK: 1687604
- File #: 8-69857
- Email: cori.cherkas@metlife.com
- Website: metlife.com

Original filing: https://www.sec.gov/Archives/edgar/data/1687604/000119312526120371/d85355dfull2.pdf

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MetLife Investments Securities, LLC CRD No. 285684 SEC. I.D. No. 8-69857

# FINANCIAL STATEMENTS AND SUPPLEMENTAL SCHEDULES AS OF AND FOR THE YEAR ENDED DECEMBER 31, 2025 AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

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Filed in accordance with Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a Public Document.

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# UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

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SEC FILE NUMBER

8-53064

| ANNUAL REPORTS |  |  |  |  |  |
|----------------|--|--|--|--|--|
| FORM X-17A-5   |  |  |  |  |  |
| PART III       |  |  |  |  |  |

FACING PAGE

Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934

AND ENDING

FILING FOR THE PERIOD BEGINNING

MM/DD/YY

12/31/25

MM/DD/YY

|                             |                                                  | NAME OF FIRM:    MetLife Investments Securities, LLC                |  |
|-----------------------------|--------------------------------------------------|---------------------------------------------------------------------|--|
|                             | TYPE OF REGISTRANT (check all applicable boxes): |                                                                     |  |
|                             | × Broker-dealer                                  | ്<br>്   Security-based swap dealer                                 |  |
|                             |                                                  | Check here if respondent is also an OTC derivatives dealer          |  |
|                             |                                                  | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) |  |
| One MetLife Way             |                                                  |                                                                     |  |
| (No. and Street)            |                                                  |                                                                     |  |
| Whippany, NJ 07981-1449     |                                                  |                                                                     |  |
| (City) (State) (Zip Code)   |                                                  |                                                                     |  |
|                             | PERSON TO CONTACT WITH REGARD TO THIS FILING     |                                                                     |  |
| Michael Yick                | 973-355-4170                                     | myick1@metlife.com                                                  |  |
| (Area Code - Telephone No.) |                                                  | (Email Address)                                                     |  |
|                             |                                                  |                                                                     |  |

INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\*

Deloitte & Touche LLP (Name -if individual, state last, first and middle name) 30 Rockefeller Plaza New York, NY 10112-0015 (Address) (City) (State) (Zip Code) 10/10/2003 PCAOB ID No. 34.

(Date of Registration with PCAOB, if applicable) (PCAOB Registration Number, if applicable)

FOR OFFICIAL USE ONLY

\* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17CFR 240.17a-5(e)(1)(ii), if applicable.

Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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| 'B/B3;3<B=4/A6:=EA                                                                                                                                                                     |      |
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# REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

To the Board of Managers and member of MetLife Investments Securities, LLC

# Opinion on the Financial Statements

We have audited the accompanying statement of financial condition of MetLife Investments Securities, LLC (the "Company") as of December 31, 2025, and the related statements of operations, cash flows, and changes in member's capital for the year then ended, and the related notes (collectively referred to as the "financial statements"). In our opinion, the financial statements present fairly, in all material respects, the financial position of the Company as of December 31, 2025, and the results of its operations and its cash flows for the year then ended in conformity with accounting principles generally accepted in the United States of America.

# Basis for Opinion

These financial statements are the responsibility of the Company's management. Our responsibility is to express an opinion on the Company's financial statements based on our audit. We are a public accounting firm registered with the Public Company Accounting Oversight Board (United States) (PCAOB) and are required to be independent with respect to the Company in accordance with the U.S. federal securities laws and the applicable rules and regulations of the Securities and Exchange Commission and the PCAOB.

We conducted our audit in accordance with the standards of the PCAOB. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement, whether due to error or fraud.

Our audit included performing procedures to assess the risks of material misstatement of the financial statements, whether due to error or fraud, and performing procedures that respond to those risks. Such procedures included examining, on a test basis, evidence regarding the amounts and disclosures in the financial statements. Our audit also included evaluating the accounting principles used and significant estimates made by management, as well as evaluating the overall presentation of the financial statements. We believe that our audit provides a reasonable basis for our opinion.

# Emphasis of Matter

As described in Note 2, the financial statements include significant transactions with certain affiliates and certain expenses represent allocations made from affiliates and may not necessarily be indicative of the conditions that would have existed or the results of operations if the Company had operated as an unaffiliated business. Our opinion was not modified with respect to this matter.

# Report on Supplemental Schedules

The accompanying supplemental schedules (h) and (o) and (j) and (m) (collectively "the supplemental schedules") have been subjected to audit procedures performed in conjunction with the audit of the

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Company's financial statements. The supplemental schedules are the responsibility of the Company's management. Our audit procedures included determining whether the supplemental schedules reconcile to the financial statements or the underlying accounting and other records, as applicable, and performing procedures to test the completeness and accuracy of the information presented in the supplemental schedules. In forming our opinion on the supplemental schedules, we evaluated whether the supplemental schedules, including their form and content, are presented in compliance with Rule 17a-5 under the Securities Exchange Act of 1934. In our opinion, such schedules are fairly stated, in all material respects, in relation to the financial statements as a whole.

March 2ϯ, 2026

We have served as the Company's auditor since 2017.

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| #3B7<1=;3                                                            | <br> |
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| 6/<53A7<=>3@/B7<5/AA3BA/<2:7/07:7B73A                                |      |
| 31@3/A37<1@3/A37<@3137D/0:34@=;/447:7/B3                             | <br> |
| 31@3/A37<1@3/A37<>@3>/723F>3<A3A                                     | <br> |
| 31@3/A37<1@3/A37</11@C32:7/07:7B73A                                  | <br> |
| 31@3/A37<1@3/A37<>/G/0:3AB=/447:7/B3A                                | <br> |
| #3B1/A6>@=D72320G=>3@/B7<5/1B7D7B73A                                 | <br> |
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| #3B7<1@3/A3231@3/A37<1/A6                                            | <br> |
| /A60357<<7<5=4G3/@                                                   | <br> |
| /A63<2=4G3/@                                                         | <br> |

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{12}------------------------------------------------

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{13}------------------------------------------------

# SUPPLEMENTAL SCHEDULES

{14}------------------------------------------------

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| (=B/:;3;03@A1/>7B/:                                                | <br> |
|--------------------------------------------------------------------|------|
|                                                                    |      |
| !3AA<=<	/::=E/0:3/AA3BA                                            |      |
| &3137D/0:34@=;/447:7/B3                                            | <br> |
| %@3>/723F>3<A3A                                                    | <br> |
| (=B/:<=<	/::=E/0:3/AA3BA                                           | <br> |
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| #3B1/>7B/:                                                         | <br> |
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| (=B/:/55@35/B37<230B32<3AA                                         | <br> |
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| F13AA<3B1/>7B/:                                                    | <br> |
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{15}------------------------------------------------

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