Full text of NATHAN HALE CAPITAL, LLC's X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: 3235-0123 Expires: 0DUPCFS Estimated average burden ## hours per response.. . . . . 12.00 **ANNUAL AUDITED REPORT FORM X-17A-5 PART III** | SEC FILE NUMBER | |-----------------| | 65603<br>8- | **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING______________________________ | 01/01/20 | | 12/31/20<br>AND ENDING______________________________ | |----------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|---------|------------------------------------------------------| | | MM/DD/YY | | MM/DD/YY | | A. | REGISTRANT IDENTIFICATION | | | | NATHAN<br>NAME OF BROKER-DEALER: | OFFICIAL USE ONLY | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | FIRM I.D. NO. | | | | 307 W TREMONT AVE - STE 200<br>___________________________________________________________________________________________________________________ | | | | | | (No. and Street) | | | | CHARLOTTE<br>___________________________________________________________________________________________ | NC | | 28203<br>__________________________ | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | GARY C. GALARPE<br>_____________________________________________________________________________________________________________________ | | | 980 474 4351 | | | | | (Area Code – Telephone Number) | | B. | ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | CHERRY BEKAERT LLP | | | | | _____________________________________________________________________________________________________________________ | (Name – if individual, state last, first, middle name) | | | | 1111 METROPOLITAN AVENUE<br>_____________________________________________________________________________________________________________________ | CHARLOTTE | NC | 28204 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | ✔<br>Certified Public Accountant | | | | | Public Accountant | | | | | Accountant not resident in United States or any of its possessions. | | |…Read the full text as markdown