CUSHMAN & WAKEFIELD SECURITIES, INC. X-17A-5 (2017-03-01) — Broker-dealer annual report

Full text of CUSHMAN & WAKEFIELD SECURITIES, INC.'s X-17A-5 filed 2017-03-01 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: CUSHMAN & WAKEFIELD SECURITIES, INC.
• Form: X-17A-5
• Filed: 2017-03-01
• Period: 2016-12-31
• Accession: 0001199896-17-000003
• CIK: 1199896
• File #: 8-65606
• Material weakness: No
• Auditor: WithumSmith and Brown, PC
• Auditor location: New Brunswick, NJ
• Contact: David Wenk
• Phone: 212-841-7850
• Signed by: David Wenk (CFO)

Document text (excerpt)

X-17A-5 0001199896 XXXXXXXX LIVE true false false 01-01-2016 12-31-2016 Broker-dealer N CUSHMAN & WAKEFIELD SECURITIES, INC. 1290 AVENUE OF THE AMERICAS 7TH FLOOR NEW YORK NY 10104 David Wenk 212-841-7850 WithumSmith and Brown, PC One Spring Street New Brunswick NJ 08901 Certified Public Accountant David Wenk CUSHMAN & WAKEFIELD SECURITIES, INC. 02-28-2017 David Wenk CFO Y

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• X-17A-5 — 2016-02-29
• X-17A-5 — 2015-03-02
• X-17A-5 — 2014-03-14
• X-17A-5 — 2013-03-13
• X-17A-5/A — 2012-03-27

Original filing on SEC EDGAR (source of record)