Full text of BERKSHIRE CAPITAL SECURITIES LLC's X-17A-5 filed 2019-03-01 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Berkshire Capital Securities LLC and Subsidiaries Consolidated Statement of Financial Condition December 31, 2018 FOR PUBLIC RELEASE {1}------------------------------------------------ **UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Wnshington, D.C. 20549** # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** 0MB APPROVAL 0MB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response ...... 12.00 | SEC FILE NUMBER | |-----------------| | 8-65641 | **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING 01/01/2018 | | AND ENDING 12/31/2018 | | | |--------------------------------------------------------------------------|---------------------------------------------------------|-----------------------|------------|--------------------------------| | | MM/DD/YY | | | MM/00/YY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: BERKSHIRE GLOBAL ADVISORS LP | | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | FIRM I.D. NO. | | | | 527 MADISON AVENUE, 3RD FLOOR | | | | | | | {No. and Street) | | | | | NEW YORK | NY | | 10022 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | | | | | (Area Code - Telephone Number) | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | PKF O'CONNOR DAVIES LLP | | | | | | | (Name - ifi11di1•id11al. state last.first, middle name) | | | | | 665 FIFTH AVENUE | NEW YORK | NY | | 10022 | | (Address) | (City) | (State) | | (Zip Code) | | CHECK ONE: | | | | | I *I* I certified Public Accountant Public Accountant Accountant not resident in United States or any of its possessions. #### **FOR OFFICIAL USE ONLY** *\*Claims for exemption from the requireme/11 that the annual report be covered by the opinion qf an independent public accountant must be supported by a statement of/acts and circumstances relied on as the basis for the exemption. See Section 240.* J *7a-5(e)(2)* > **Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** SEC 1410 (11-05) {2}------------------------------------------------ ###…Read the full text as markdown