T.S. PHILLIPS INVESTMENTS, INC. X-17A-5 (2020-03-02) — Broker-dealer annual report

Full text of T.S. PHILLIPS INVESTMENTS, INC.'s X-17A-5 filed 2020-03-02 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: T.S. PHILLIPS INVESTMENTS, INC.
• Form: X-17A-5
• Filed: 2020-03-02
• Period: 2019-12-31
• Accession: 0001206258-20-000003
• CIK: 1206258
• File #: 8-65661
• Material weakness: No
• Auditor: Moss Adams LLP
• Auditor location: Dallas, TX
• Contact: Thompson S. Phillips Jr.
• Phone: 800-955-9433
• Signed by: Thompson S. Phillips Jr. (President)

Document text (excerpt)

X-17A-5 0001206258 XXXXXXXX LIVE true false false 01-01-2019 12-31-2019 Broker-dealer N T.S. PHILLIPS INVESTMENTS, INC. 3401 NW 63RD ST. ,STE 500 OKLAHOMA CITY OK 73116 Thompson S. Phillips Jr. 800-955-9433 Moss Adams LLP 14555 Dallas Parkway, STE 300 Dallas TX 75254 Certified Public Accountant Thompson S. Phillips Jr. T.S. PHILLIPS INVESTMENTS, INC. 12-31-2019 Thompson S. Phillips Jr. President Y

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Other filings by this registrant

• X-17A-5 — 2023-02-24
• X-17A-5 — 2022-02-25
• X-17A-5 — 2021-04-05
• X-17A-5 — 2019-03-01
• X-17A-5 — 2018-02-28
• X-17A-5 — 2017-02-27
• X-17A-5 — 2016-02-26
• X-17A-5 — 2015-02-27
• X-17A-5 — 2014-02-28
• X-17A-5 — 2013-02-28
• X-17A-5 — 2012-02-28
• X-17A-5 — 2011-03-01

Original filing on SEC EDGAR (source of record)