Full text of THE SPARTAN GROUP's X-17A-5 filed 2026-02-27 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Report Pursuant to Rule 17a-5 (d) Financial Statements for the Year Ended December 31, 2025 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART Ill | | 0MB Number: 3235-0123<br>Expires: Nov. 30, 2026<br>Estimated average burden<br>hours per response: 12 | |-------------------------------------------------------------------------------------------------------| | SEC FILE NUMBER | 8-69307 # FACING PAGE **Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 0 1/01 /25 **MM/DD/YY** AND ENDING 12/31 /25 **MM/DD/YY A. REGISTRANT** IDENTIFICATION NAME oF FIRM: The Spartan Group LLC G Broker-dealer D Security-based swap dealer D Major security-based swap participant **D Check here if respondent is also an OTC derivatives dealer** 16 North Marengo, Suite #307 **(No. and Street)** Pasadena CA 91101 **(City) (State) (Zip Code)** John Johnson (626) 204-6380 jojohnson@spartantsg.com **B. ACCOUNTANT IDENTIFICATION** Brian W. Anson, CPA **(Name -if individual, state last, first, and middle name)** 18455 Burbank Blvd. Suite 406 Tarzana CA **(Address) (City) (State)** 09/15/2005 2370 91356 **(Zip Code) (Date of Re�istration with PCAOB)(if applicable) (PCAOB Rel?istration Number, if apolicable) FOR OFFICIAL USE ONLY** **• Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public** accountant must b� mpport�d **by** a statamanr of tam and circumstances relied on as the basis of the exempuon. see 17 **CrR 240.17a-5(e)(1)(ii), if applicable.** **Persons who are to respond to the collection of Information contained In this form are not required to respond unless the form displays a currently valid 0MB control number.** TYPE OF REGISTRANT (check all applicable boxes): ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | Pasadena | CA | 91101 | | |--------------|----------------------------------------------|--------------------------|--| | | (State)<br>(City) | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | John Johnson | (626) 204-6380 | jojohnson@spartantsg.com | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | #### INDEPENDENT PUBLIC ACCOUNTANT whose reports **are** contained in this filin…Read the full text as markdown