J.W. COLE FINANCIAL, INC. X-17A-5 (2020-03-30) — Broker-dealer annual report

Full text of J.W. COLE FINANCIAL, INC.'s X-17A-5 filed 2020-03-30 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: J.W. COLE FINANCIAL, INC.
• Form: X-17A-5
• Filed: 2020-03-30
• Period: 2019-12-31
• Accession: 0001209212-20-000002
• CIK: 1209212
• File #: 8-65698
• Material weakness: No
• Auditor: Marcum
• Auditor location: Tampa, FL
• Contact: Gary Haight
• Phone: 813-337-0516
• Signed by: Robert J. Wood (President)

Document text (excerpt)

X-17A-5 0001209212 XXXXXXXX LIVE false false false 01-01-2019 12-31-2019 Broker-dealer N J.W. COLE FINANCIAL, INC. 4301 ANCHOR PLAZA PARKWAY SUITE # 450 TAMPA FL 33634 Gary Haight 813-337-0516 Marcum 201 East Kennedy Blvd Suite 1500 Tampa FL 33602 Certified Public Accountant Robert J. Wood J.W. COLE FINANCIAL, INC. 12-31-2019 Robert J Wood President Y

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• X-17A-5 — 2023-03-30
• X-17A-5 — 2022-03-30
• X-17A-5 — 2021-03-23
• X-17A-5 — 2019-03-01
• X-17A-5 — 2018-03-01
• X-17A-5 — 2017-03-01
• X-17A-5 — 2016-02-26
• X-17A-5 — 2015-03-02
• X-17A-5 — 2014-03-04

Original filing on SEC EDGAR (source of record)