Full text of KATAMA SECURITIES LLC's X-17A-5 filed 2026-03-27 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20S49 0MB ADpROVAL 0MB Number: 3235-0123 Expires: Nov, 30, 2026 Estimated average burden hours per response: 12 ## **ANNUAL REPORTS FORMX-17A-5 PART** Ill | SEC FILE NUMBER | | |-----------------|--| | 8-65708 | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | |----------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|------------------------------------------|--------------------------------------------|--| | | | | | | | FILING FOR THE PERIOD BEGINNING O 1 | /0<br>/2025<br>1<br>a<br>MM/DD/YY | o<br>a | o 12812025<br>MM/DD/YY | | | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | o<br>we or mes«. | Gatama<br>Securities.LtO | | | | | [<br>[<br>TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>[] Check here if respondent is also an OTC derivatives dealer | Security-based swap dealer | [] Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 6250 Shiloh Road, Suite 30-3 | | | | | | | (No. and Street) | | | | | Alpharetta | GA | | 30005 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Ralph Daiuto, Jr. | (917) 363-6789 | rdaiuto@katama.us | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | Ferrara CPA | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing | | | | | | (Name -if<br>individual, state last, first, and middle name) | | | | | 00 Horizon Center Blvd<br>1 | Hamilton | NJ | 08691 | | | (Address) | (City) | (State) | (Zip Code) | | | 2/17/2024<br>1 | | 7259 | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control nu…Read the full text as markdown