SAPENO INC. X-17A-5 (2017-01-13) — Broker-dealer annual report

Full text of SAPENO INC.'s X-17A-5 filed 2017-01-13 (period 2016-11-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: SAPENO INC.
• Form: X-17A-5
• Filed: 2017-01-13
• Period: 2016-11-30
• Accession: 0001211535-17-000003
• CIK: 1211535
• File #: 8-65721
• Material weakness: No
• Auditor: KBL LLP
• Auditor location: New York, NY
• Contact: Richard Malpas
• Phone: 44-20-33289468
• Signed by: Richard Malpas (CEO)

Document text (excerpt)

X-17A-5 0001211535 XXXXXXXX LIVE false false false 12-01-2015 11-30-2016 Broker-dealer N SAPENO INC. 7 OLD PARK LANE LONDON X0 W1K 1QR Richard Malpas 44-20-33289468 KBL LLP 535 Fifth Avenue, 16th Floor New York NY 10017 Certified Public Accountant Richard Malpas SAPENO INC. 11-30-2016 Richard Malpas CEO Y

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• X-17A-5 — 2022-01-13
• X-17A-5/A — 2021-02-17
• X-17A-5 — 2021-01-04
• X-17A-5 — 2020-01-10
• X-17A-5 — 2019-01-04
• X-17A-5 — 2017-12-13
• X-17A-5 — 2016-01-15
• X-17A-5 — 2015-02-03

Original filing on SEC EDGAR (source of record)