Full text of REVA CAPITAL MARKETS LLC's X-17A-5 filed 2024-04-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | SECURITIES AND EXCHANGE COMMISSION | | OMB APPROVAL<br>OMB Number: 3235-0123<br>Expires: Nov. 30, 2026<br>Estimated average burden<br>hours per response: 12 | | | | | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------|-----------------|--------------------------------------------|--|--|--| | | ANNUAL REPORTS | | | SEC FILE NUMBER | | | | | | FORM X-17A-5 | | | 8-52985 | | | | | | PART III | | | | | | | | | | | | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | | 12/31/2023<br>01/1/2023 | | | | | | | | | FILING FOR THE PERIOD BEGINNING | MM/DD/YY | AND ENDING | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | | | | | | | NAME OF FIRM: REVA CAPITAL MARKETS, LLC | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>ച Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | | | | [ Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | 3 Columbus Circle - 15th Floor | | | | | | | | | | (No. and Street) | | | | | | | | New York | | NY | | 10018 | | | | | (City) | | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Vageesh Naik | 212-464-7363 | | | vageesh@revacap.com | | | | | (Name) | (Area Code - Telephone Number) | | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing *<br>Jennifer Wray CPA PLLC | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | 800 Bonaventure Way, Suite 168 Sugar Land | | | X | 77479 | | | | | (Address)<br>11/30/2016 | (Ctty) | | (State)<br>6328 | (Zip Code) | | | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | * Claims for exemption from the requirement that the annual reports…Read the full text as markdown