Full text of RISE FINANCIAL SERVICES, LLC's X-17A-5 filed 2026-02-12 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **RISE FINANCIAL SERVICES, LLC** **FINANCIAL STATEMENTS Including Report of Independent Registered Public Accounting Firm** > **As of and for the year ended December 31, 2025 (with supplemental information)** *This report is deemed CONFIDENTIAL in accordance with rule 17a-5(e)(3) of the Securities Exchange Act.* {1}------------------------------------------------ | | UNITED STATES | OMB APPROVAL<br>OMB Number: 3235-0123 | | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------|----------------------------------------------------|--|--|--| | | SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | Expires: Nov. 30, 2026<br>Estimated average burden | | | | | | | hours per response: 12 | | | | | | ANNUAL REPORTS | SEC FILE NUMBER | | | | | | FORM X-17A-5 | | | | | | | PART II | | | | | | | FACING PAGE | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | FILING FOR THE PERIOD BEGINNING 01/01/2025 AND ENDING 12/31/2025 | | | | | | | | MM/DD/YY | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: RISE FINANCIAL SERVICES, LLC | | | | | | | | | | | | | | TYPE OF REGISTRANT {check all applicable boxes): | | | | | | | El Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | | | | | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 653 COLLINS AVE | | | | | | | | (No. and Street) | | | | | | MIAMI BEACH | FLORIDA | 33139 | | | | | (City) | (State) | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | ANDREW REICH | 310 385 1861 | AREICH@SIEBERT.COM | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing * | | | | | | | CROWE LLP | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 485 LEXINGTON AVE, FLOOR 11 NEW YORK | | NEW YORK 10017 | | | | | (Address) | (City) | (Zip Code)<br>(State) | | | | | 9/24/2003 | | 173 | | | | | (Date of Registration with PCAOB)(if applica…Read the full text as markdown