OBERWEIS SECURITIES, INC. X-17A-5/A (2026-03-11) — Broker-dealer annual report

Full text of OBERWEIS SECURITIES, INC.'s X-17A-5/A filed 2026-03-11 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

{0}------------------------------------------------ Lisle, Illinois STATEMENT OF FINANCIAL CONDITION Report of Independent Registered Public Accounting Firm As of and for the Year Ended December 31, 2025 {1}------------------------------------------------ | OMB APPROVAL | |---------------------------| | OMB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response:<br>12 | | siling for the period beginning 01/01/2025 | | AND ENDING 12/31/2025 | |--------------------------------------------|----------|-----------------------| | | MM/DD/YY | MM/DD/Y | | (No. and Street) | | | | | |----------------------------------------------|---------------------------------------------------------------------------|-----------------------------|--|--| | Lisle | | 60532 | | | | (City) | (State) | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Eric V. Hannemann | (630)577-2387 | eric.hannemann@oberweis.net | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | Cohen & Co | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | (Name - if individual, state last, first, and middle name) | | | |--------------------------------------------------|------------------------------------------------------------|---------|--------------------------------------------| | 1835 Market Street | Philadelphia | PA | 19103 | | (Address) | (City) | (State) | (Zip Code) | | December 17, 2003 | | 925 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | | | | {2}------------------------------------------------ ![](_page_2_Picture_4.jpeg) - - - - - - - - - - - - - - - - - - - - - - - - - - - {3}------------------------------------------------ **Facing Page** **Oath or Affirmation** | | TABLE OF CONTENTS | |--|-------------------| |--|-------------------| #### **Financial Statements** | Statement of Financial Condition | 1 | |---------------------------------------------------------|---| | Notes to Financial Statements | 2 | | Report of Independent Registered Public Accounting Firm | 9 | {4}------------------------------------------------ #### STATEMENT OF FINANCIAL CONDITION As of December 31, 2025 #### *ASSETS* | ASSETS | | |----------------------------------------------------------|-----------------| | Cash and cash equivalents | \
lt;br>10,639 | | Recei…

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