Full text of WELLFLEET INVESTMENTS LLC's X-17A-5 filed 2026-03-02 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington,** D.C. **20549** ## **·ANNUAL REPORTS FORM X-17A-5 PART** Ill | 0MB APPROVAi | | |--------------------------|--| | 0MB Number: 3235--0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: 12 | | | SEC FILE NUMBER | | |-----------------|--| | 8-36769 | | | | | FACING PAGE Information Required Pursuant to Rul~s 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/25 MM/DD/YY AND ENDING 12/31 /25 MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Wellfleet Investments, LLC TYPE OF REGISTRANT {check all applicable boxes): 0 Broker-dealer □ Security-based swap dealer 0 Check here if respondent is also an OTC derivatives dealer 0 Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a P.O. box no.) | 85-87 Covert Avenue, 2n_d Floor Rear Left | | | | | |---------------------------------------------------------------------------|------------------------------|------------------------------|--------------------------------|--| | | | {No. and Street) | | | | Floral Park | | NY | 11001 | | | (CiM | | (State) | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Jeffrey Bega | | 516-48 7 -7 450 | jbega@wellfleetinvestments.com | | | (Name) | (Area Code-Telephone Number) | | (Emai(Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | RUBIO CPA, PC | | | | | | | (Name-if individual, state last, first, and middle name) | | | | |--------------------------------------------------|----------------------------------------------------------|---------|--------------------------------------------|--| | 3500 Lenox Road NE, Suite 1500 Atlanta | | GA | 30326 | | | (Address) | (City) | (State) | (Zip Code) | | | 05/05/09 | | 3514 | | | | (Date of Registration with PCAOBl(if aoplicable) | | | (PCAOB Registration Number, if applicable) | | | | FOR OFFIOAL USE ONLY | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who **ere** to respond to the coUection of information cantalned In this farm ar…Read the full text as markdown