Full text of SOUTH STREET SECURITIES LLC's X-17A-5 filed 2020-03-02 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **lJNlTEDST ATES SECURITlE:S AND l<:XCI IANG E COM MISS** I ON **Washington, D.C. 20549** # **ANNUAL AUDITED REPORT FORM X-17 A-5 PART Ill** 0MB APPROVAL 0MB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response ...... 12.00 | SEC FILE NUMBER | |-----------------| | B-65770 | **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Ruic l 7a-5 Thereu oder** | REPORT FOR THE PERIOD BEGINNING 01 /01/19<br>AND ENDING 12/31/19 | | | ---------- | | |--------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------|---------|------------------------------------|--| | | MM/DD/YY | | -<br>MM/l>D/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: South Street Securities, LLC<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Rox No.) | | | OFFICIAL USE ONLY<br>FIRM I.D. NO. | | | | | | | | | 1155 Avenue of the Americas, 14th Floor | | | | | | | (No and Strccl) | | | | | New York | NY | | 10036 | | | (City) | (State) | | (Zip Code) | | | David De81ase | NAME AND TELJ::PIIONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>212 • 803 5050 | | | | | | | | (Area Code - Telephone Number) | | | | R. ACCOUNT ANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | PricewaterhouseCoopers LLP | | | | | | | (Name - ifindivid1wl, state las/, first, middle name) | | | | | 300 Madison Avenue | New York | NY | 10017 | | | (Address) | (City) | (St~te) | (Zip Code) | | | CHECK ONF,: | | | | | | I<br>✓<br>certified Public Accountant | | | | | | Public Accountant | | | | | | | | | | | | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | B | FOR OFFICIAL USE ONLY | | | | | | | | | | *\*Claims/or exemption.from the requirement that the annual report he covered by the opinion of an independent public accountant m11s1 he supported by a statement of/acts and circumstances relied on as the basis for the exemption. See Section 240. I 7a-5(e)(2)* > **Potentlal persons who are to respond to lhe collection of information contained** in **this form are not required to respond unless the form displays a currently valid OM B control number.** SEC 1410 (11-05) {1}-…Read the full text as markdown