Full text of FG CAPITAL LC's X-17A-5 filed 2026-02-24 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ OMB APPROVAL **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART III** | OM<br>B<br>Nu<br>mb<br>:3<br>23<br>01<br>23<br>5-<br>er | | | |--------------------------------------------------------------|--|--| | Ex<br>pir<br>. 3<br>0,<br>20<br>26<br>: N<br>es<br>ov | | | | Es<br>tim<br>ate<br>d a<br>e b<br>de<br>ur<br>n<br>ve<br>rag | | | | ho<br>12<br>urs<br>pe<br>r r<br>es<br>po<br>ns<br>e: | | | 8-6577 SEC FILE NUMBER **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 01/01/2025 AND ENDING 12/31/2025 MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM:FG Capital LC TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer Security-based swap dealer Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use <sup>a</sup> P.O. box no.) 7701 Forsyth Blvd., Suite 750 (No. and Street) Clayton MO 63105 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING David B. Mueller 314.881.1177 dbm@fortunegrp.com (Name) (Area Code -Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Anders Minkler Huber & Helm, LLP (Name -if individual, state last,first, and middle name) 800 Market Street St. Louis MO 63101 (Address) (City) (State) (Zip Code) 1/25/2005 2100 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number,if applicable) **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by <sup>a</sup> statement of facts and circumstances relied on as the basis of the exemption. See <sup>17</sup> CFR 240.17a-5(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays <sup>a</sup> currently valid OMB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | Da<br>vi<br>d<br>B.<br>M<br>lle<br> <br>ue<br>r<br>; | (o<br>af<br>fir<br>)<br>th<br>th<br>be<br>of<br>kn<br>le<br>d<br>at<br>st<br>to<br>sw<br>ea<br>r<br>m<br>e<br>r<br>ow<br>ge<br>m<br>y<br>, | d<br>be<br>lie<br>f<…Read the full text as markdown