Full text of SHAREHOLDERS SERVICE GROUP, LLC's X-17A-5 filed 2026-03-05 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **SHAREHOLDERS SERVICE GROUP LLC** Financial Statements and Supplementary Information As of and for the year ended December 31, 2025 (With Report of Independent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden H # ANNUAL REPORTS FORM X-17A-5 PART III | 12<br>nours per response: | | |---------------------------|--| | SEC FILE NUMBER | | | 8-65778 | | | | FACING PAGE | | | |---------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------|-----------------|--------------------------------------------| | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | 12/31/25 | | | FILING FOR THE PERIOD BEGINNING 01/01/25 | MM/DD/YY | AND ENDING | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: Shareholders Service Group, LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 9845 Erma Road STE 312 | | | | | | (No. and Street) | | | | San Diego | CA | | 92131 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Rolando B. Abagat | 858-530-1031 | | rabagat@shareholdersgroup.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>DCPA | | | | | | (Name - if individual, state last, first, and middle name) | | | | 2121 Avenue of the Stars #800 Century City | | CA | 9006 | | (Address)<br>9/15/2020 | (City) | (State)<br>6567 | (Zip Code) | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to res…Read the full text as markdown