Full text of CASTLEOAK SECURITIES, LP's X-17A-5 filed 2025-03-19 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Securities F I N A N C I A L S T A T E M E N T CastleOak Securities, L.P. December 31, 2024 With Report of Independent Registered Public Accounting Firm (SEC ID No. 8-65786) {1}------------------------------------------------ Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III #### FACING PAGE | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | |-----------------------------------------------------------------------------------------------------------|--| |-----------------------------------------------------------------------------------------------------------|--| #### TYPE OF REGISTRANT (check all applicable boxes): X #### ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | FILING FOR THE PERIOD BEGINNING | 01/01/24<br>AND ENDING | 12/31/24 | | |---------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------|---------------------------------------|------------------------| | | MM/DD/YY | | MM/DD/YY | | | A.<br>REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: CastleOak Securities, L.P. | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>X<br>Broker-dealer<br>□<br>□<br>□ | Security-based swap dealer<br>□<br>Check here if respondent is also an OTC derivatives dealer | Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 200 Vesey Street | | | | | (No. and Street) | | | | New York | New York | | 10281 | | (City) | (State) | | (Zip<br>Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Luis J.<br>Gomez | (212)<br>610-6228 | | lgomez@castleoaklp.com | | (Name) | (Area Code – Telephone Number) | (Email Address) | | | | B.<br>ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | Citrin Cooperman & Company, LLP | | | | | (Name – if individual, state last, first, and middle name) | | | | 50 Rockefeller Plaza | New York | NY | 10020 | | (Address) | (City) | (State) | (Zip Code) | | 11/02/2005 | | 2468 | | (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY {2}------------------------------------------------ \* Claims for exemption from the requirement that the annual reports be covered by t…Read the full text as markdown