Full text of FIRST BALLANTYNE, LLC's X-17A-5 filed 2026-03-03 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE' COMMISSION Washington, O.C. 20549 OMB APPROVAL 0MB Number: 3235-0123 Expires; Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PARTHI** | | SEC Fil£ NUMBER | | |--|-----------------|--| # FACING PAGE Information Required Pursuant to• Rufes l7a-5, 17a-12, and 1Sa-7under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING **O 1/01/2025** MM/DD/YY AND ENDING 1213112025 MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: **First Ballantyne, LLC** TYPE OF REGISTRANT (check all applicable boxes): [.!] Broker-dealer D Security-based swap dealer □ Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no . ) **13950 Ballantyne Corporate Place, Ste185** {No. and Street) **Charlotte NC** (City) {State) PERSON TO CONTACT WITH REGARD TO THIS FIUNG **28277** (Zip Code) **Steve T earn (704 )927-2939 steam@fblt.com** {Name) {Area Code - Telephone Number} {Email Address) **B. ACCOUNTANT IDENTIF1CATlON** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* **Scharf Pera & Co PLLC** (Name-if individual, state last first, and middle name) **4600 Park Rd, Ste 112 Charlotte NC 29209** {Address) (City) {St ate) (Zip Code) **April 18, 2003 28** FOR OFFtCtAl USE ONLY !PCAOR Reg;SUatKm Numbec, if appllcable}I " Claims for exemption from the requirement that the annual reports be covered by the reports of an irn:Jependent public CFR 240.17a-5(e)(l){ii), if app!!cable. Persons\_ who ate to respond to the collection of information contained in this form are not required to respond unless the form displays a current ly valid OMa control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | I, Steve Team | swear (or affirm) that, to the best of my knowledge and belief, the | | |--------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------| | financial report pertaining to the firm of First Ballantyne, LLC | | as of | | 2~<br>December 31 | is true and correct. I further swear (or affirm) that neither the company nor any | | | ~,,, ~O CA 1111<br>as that…Read the full text as markdown