PORTICO CAPITAL SECURITIES LLC X-17A-5 (2019-03-01) — Broker-dealer annual report

Full text of PORTICO CAPITAL SECURITIES LLC's X-17A-5 filed 2019-03-01 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: PORTICO CAPITAL SECURITIES LLC
• Form: X-17A-5
• Filed: 2019-03-01
• Period: 2018-12-31
• Accession: 0001221237-19-000002
• CIK: 1221237
• File #: 8-65826
• Material weakness: No
• Auditor: RSM US LLP
• Auditor location: New York, NY
• Contact: Ken George
• Phone: 603-380-5435
• Signed by: Richard Northrop (President)

Document text (excerpt)

X-17A-5 0001221237 XXXXXXXX LIVE false false false 01-01-2018 12-31-2018 Broker-dealer N PORTICO CAPITAL SECURITIES LLC 39 LEWIS STREET 3RD FLOOR GREENWICH CT 06830 Ken George 603-380-5435 RSM US LLP 4 Times Square 151 W 42nd Street, 19th Floor New York NY 10036 Certified Public Accountant Richard Northrop PORTICO CAPITAL SECURITIES LLC 12-31-2018 Richard Northrop President Y

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Other filings by this registrant

• X-17A-5 — 2021-04-01
• X-17A-5 — 2020-03-02
• X-17A-5 — 2018-02-27
• X-17A-5 — 2017-02-24
• X-17A-5 — 2016-02-23
• X-17A-5 — 2015-02-26
• X-17A-5 — 2014-02-25
• X-17A-5 — 2013-02-27
• X-17A-5 — 2012-02-27
• X-17A-5 — 2011-04-29
• X-17A-5 — 2011-03-01

Original filing on SEC EDGAR (source of record)