Full text of CANDLEWOOD SECURITIES, LLC's X-17A-5/A filed 2023-04-17 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **CANDLEWOOD SECURITIES LLC** FINANCIAL STATEMENTS YEAR ENDED DECEMBER 31, 2022 {1}------------------------------------------------ ### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | ANNUAL REPORTS | | |----------------|--| | FORM X-17A-5 | | | PART III | | OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 | SEC FILE NUMBER | | | | |-----------------|--|--|--| |-----------------|--|--|--| FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/2022 \_\_\_\_\_\_\_ AND ENDING\_12/31/2022 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: CANDLEWOOD SECURITIES LLC TYPE OF REGISTRANT (check all applicable boxes): @ Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 600 SUPERIOR AVE. E., SUITE 1800 | | (No. and Street) | | | |----------------------------------------------------------------------------------------------|------------------------------------------------------------|--------------------------------------------|----------------------------| | CLEVELAND | OH | | 44114 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | STEPHEN LATKOVIC 216-472-6642 | | | sjl@candlewoodpartners.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | MARCUM LLP | (Name - if individual, state last, first, and middle name) | | | | 9 PARKWAY NORTH, SUITE 200 DEERFIELD | | MI | 60015 | | (Address) | (City) | (State) | (Zip Code) | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | | | | | | * Claims for exemption from the requirement that the annual reports of an independent public | | | | orts of an independent public accountant must be supported by a statement of facts and circumstances relied on an independent public CFR 240,17=5(a)(1)(ii). if annlice) i CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ #### OATH OR AFFIRMATION I, STEPEHN LATK…Read the full text as markdown