Full text of NORTHERN LIGHTS DISTRIBUTORS, LLC's X-17A-5 filed 2026-02-26 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ {1}------------------------------------------------ | Kevin M. Guerette | swear (or affirm) that, to the best of my knowledge and belief, the | |-----------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------| | inancial report pertaining to the firm of Northern Lights Distributors, LLC | as of | | December 31 | , 2 025 , is true and correct. I further swear (or affirm) that neither the company nor any | | | oartner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely | | as that of a customer. | | | | | | | Signature: | - - - - - - - - - - - - - - - - - - - - - - - - - - - {2}------------------------------------------------ **Northern Lights Distributors, LLC (A Wholly Owned Subsidiary of The Ultimus Group Midco, LLC)** **(SEC I.D. No. 8-65857)** **Financial Statements and Supplemental Schedules for the Year Ended December 31, 2025, and Report of Independent Registered Public Accounting Firm** {3}------------------------------------------------ # **NORTHERN LIGHTS DISTRIBUTORS, LLC (A Wholly Owned Subsidiary of The Ultimus Group Midco, LLC)** ### **TABLE OF CONTENTS** | | Page | |---------------------------------------------------------------------------------------------------------------------------------------------------------|------| | REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | 2-3 | | FINANCIAL STATEMENTS: | | | Statement of Financial Condition as of December 31, 2025 | 4 | | Statement of Operations for the Year Ended December 31, 2025 | 5 | | Statement of Changes in Member's Equity for the Year Ended December 31, 2025 | 6 | | Statement of Cash Flows for the Year Ended December 31, 2025 | 7 | | Notes to Financial Statements as of and for the Year Ended December 31, 2025 | 8–13 | | SUPPLEMENTAL SCHEDULES: | | | Schedule I. Computation of Net Capital for Brokers and Dealers<br>Pursuant to Rule 15c3-1 as of December 31, 2025 | 15 | | Schedule II. Computation for Determination of Reserve Requirements for Brokers and<br>Dealers Pursuant to Rule 15c3-3 as of December 31, 2025 | 16 | | Schedule III. Information Relating to the Possession or Control Requirements for<br>Brokers and Dealers Pursuant to Rule 15c3-3 as of December 31, 2025 | 17 | | EXEMPTION REPORTS: | | | Report…Read the full text as markdown