# GROTON SECURITIES LLC X-17A-5 (2019-03-13) — Broker-dealer annual report

- Company: GROTON SECURITIES LLC
- Form: X-17A-5
- Filed: 2019-03-13
- Period: 2018-12-31
- Accession: 0001226201-19-000002
- CIK: 1226201
- File #: 8-65896
- Material weakness: No
- Auditor: Morison Cogen LLP
- Auditor location: Blue Bell, PA
- Contact: Kathy Efrem
- Phone: 212-897-1686
- Signed by: Luis E. Rinaldini (Chief Executive Officer)

Original filing: https://www.sec.gov/Archives/edgar/data/1226201/000122620119000002/grtn18s.pdf

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X-17A-5

 0001226201
 XXXXXXXX

 LIVE

 false
 false
 false

 01-01-2018
 12-31-2018
 Broker-dealer
 N

 GROTON SECURITIES LLC

 600 THIRD AVENUE, OFFICE 231
 NEW YORK
 NY
 10016

 Kathy Efrem
 212-897-1686

 Morison Cogen LLP

 484 Norristown Road
 Suite 100
 Blue Bell
 PA
 19422

 Certified Public Accountant

 Luis E. Rinaldini
 GROTON SECURITIES LLC
 12-31-2018
 Luis E. Rinaldini
 Chief Executive Officer
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.