Full text of PLACE TRADE FINANCIAL, INC.'s X-17A-5 filed 2025-09-26 (period 2025-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ PUBLIC UNITED STATES **SECURITIES AND EXCHANGE COMMISSION** Washington, D.C. 20549 **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE 0MB APPROVAL** 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER Information **Required** Pursuant to Rules **17a-5, 17a-12, and 18a-7** under the Securities **Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 0? /01 / 2024 MM/DD/YY .AND ENDING 06/30/2025 MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: Place Trade Financial, Inc. TYPE OF REGISTRANT (check all applicable boxes): GJ Broker-dealer □ Security-based swap dealer □ Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 6501 New Market Way (No. and Street) Raleigh NC (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 27615 (Zip Code) Sarah M. Place (919)719-7200 sarah@placetrade.com (Name) (Area Code -Telephone Number) (Email Address) **8. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* OHAB AND COMPANY, PA (Name- if individual, state last, first, and middle name) 100 E SYBELIAAVENUE, SUITE 130 **MAITLAND** FL 32751 (Address) (City) (State) (Zip Code) JULY 28, 2004 1839 **(rte** of **Registration with PCAOB)(lf applicable) FOR OFFICIAL USE ONLY** (PCAOB Registration Number, if applicable) I \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l}(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### OATH **OR AFFIRMATION** | I, Sarah M. Place | swear (or affirm) that, to the best of my knowledge and belief, the | |---------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------| | 2~<br>financial report pertaining to the firm of Place 1rad8 Financial, Inc. | as of | | 6/30 | is true and correct. I further swear (or affirm) that neither…Read the full text as markdown