Full text of Q ADVISORS LLC's X-17A-5 filed 2024-03-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Q ADVISORS LLC (SEC ID No. 8-65975) # ANNUAL AUDIT REPORT DECEMBER 31, 2023 # PUBLIC DOCUMENT FILED PURSUANT TO RULE 17-A-5(e)(3) AS A PUBLIC DOCUMENT {1}------------------------------------------------ **PUBLIC** **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** SEC FILE NUMBER 8-65975 **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **01/01/23** AND ENDING **12/31/23** ---------- ----------- MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: Q Advisors LLC TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer D Security-based swap dealer D Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 999 18th Street, Suite 2015 (No. and Street) Denver Colorado (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING Michael S. Quinn (303) 996-3003 (Name) (Area Code -Telephone Number) **B. ACCOUNTANT IDENTIFICATION** 80202 (Zip Code) quinn@qllc.com (Email Address) INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* FORVIS, LLP (Name - if individual, state last, first, and middle name) 1801 California Street, Suite 2900 Denver Colorado 80202 (Address) (City) (State) (Zip Code) October 16, 2003 686 **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption . See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {2}------------------------------------------------ #### **OATH OR AFFIRMATION** I, **Michael S. Quinn** , swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of Q Advisors LLC as of -------~D~e=c=e~m~b=e~r\_3~1. 2Q.2.3\_, is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person,…Read the full text as markdown