UOB KAY HIAN (U.S.) INC. X-17A-5 (2017-02-28) — Broker-dealer annual report

Full text of UOB KAY HIAN (U.S.) INC.'s X-17A-5 filed 2017-02-28 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: UOB KAY HIAN (U.S.) INC.
• Form: X-17A-5
• Filed: 2017-02-28
• Period: 2016-12-31
• Accession: 0001235887-17-000003
• CIK: 1235887
• File #: 8-65981
• Material weakness: No
• Auditor: FRIEDMAN LLP
• Auditor location: East Hanover, NJ
• Contact: Saule Sundetova
• Phone: 212-751-4422
• Signed by: Athena Kwai (President)

Document text (excerpt)

X-17A-5 0001235887 XXXXXXXX LIVE true false false 01-01-2016 12-31-2016 Broker-dealer N UOB KAY HIAN (U.S.) INC. 111 DUNNELL ROAD, STE 201 MAPLEWOOD NY 07040 Saule Sundetova 212-751-4422 FRIEDMAN LLP 100 Eagle Rock. Avenue Suite 200 East Hanover NJ 07936 Certified Public Accountant Athena Kwai UOB KAY HIAN (U.S.) INC. 12-31-2016 Athena Kwai President Y

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Original filing on SEC EDGAR (source of record)