Full text of VENTUM FINANCIAL (US) CORP.'s X-17A-5 filed 2026-06-29 (period 2026-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART III | SEC FITE NUMBER | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | |-------------------------------------------------------------------------------------------------------------------------------------|------------------|--------------------------------------------|--|--|--| | FILING FOR THE PERIOD BEGINNING 04/01/25 ____ AND ENDING 03/31/26 | | | | | | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: Ventum Financial (US) Corp. | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>🇿 Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 2500-733 Seymour Street | | | | | | | (No. and Street) | | | | | | | BC<br>Vancouver | | V6B 0S6 | | | | | (State)<br>(City) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Richard Butterworth 604-664-2725 | | richard.butterworth@ventumfinancial.com | | | | | (Area Code - Telephone Number)<br>(Name) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>OHAB AND COMPANY, PA | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 100 E SYBELIA AVENUE, SUITE 130 MAITLAND | | 3275 | | | | | (City)<br>(Address)<br>JULY 28, 2004 | (State)<br>18339 | (Zip Code) | | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5{e)(1)(ii), if applicable. er e for a (0)(2)(0)(0)(0)(0)(0)(0)(0)(0)(0)(0)(0)(0)(0)(0)(0)(0)(0)(0)(0)(0)(0)(0)(0)(0)(0)(0)(0)(0)(0)(0)(0)(0)(0)(0)(0)(0)(0) displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRM…Read the full text as markdown