DYNAMEX TRADING, LLC X-17A-5 (2025-11-20) — Broker-dealer annual report

Full text of DYNAMEX TRADING, LLC's X-17A-5 filed 2025-11-20 (period 2025-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

{0}------------------------------------------------ Statement of Financial Condition September 30, 2025 Filed as PUBLIC information pursuant to Rule 17a5(d) under the Securities Exchange Act of 1934. {1}------------------------------------------------ | UNITED STATES | | | 0MB Number: 3235-0123 | |------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|-------------------------------|----------------------------------------------------| | SECURffiES AND EXCHANGE COMMISSION | | | Expires: Nov. 30, 2026 | | Washington, D.C. 20549 | | | Estimated average burden<br>hours per response: 12 | | ANNUAL REPORTS | | | | | | | | SEC ALE NUMBER | | | FORM X-17A-5 | | 8-65999 | | | PART Ill | | | | | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | FILING FOR THE PERIOD BEGINNING October 1, 2024 | | | | | AND ENDING September 30, 2025<br>MM/00/YY<br>MM/00/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | NAMEoFFIRM: Dynamex Trading, LLC | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | C!J Broker-dealer | D Security-based swap dealer | | D Major security-based swap participant | | D Check here if respondent is also an OTC derivatives dealer | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | | 11 Broadway, Ste. 360 | | | | | | (No. and-Street) | | | | New York | NY | | 10004 | | (dty) | (State) | | (Zip Code) | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Michael Clark | 415-283-3410 | mike.clark@dynamextrading.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• | | | | | RSM US LLP | | | | | | (Name - if individual, state last, first, and middle name) | | | | 30 South Waker Drive, Ste. 3300 | Chicago | IL | 60606 | | (Address) | (City) | (State) | (Zip Code) | | 9/24/2003 | | 49 | | | | | | PCAOB R istration Number if a licable | | | FOR OFFICIAL USE ONLY | | | | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | | | | | accountant must be supported by a stateme…

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