Full text of KCD FINANCIAL, INC.'s X-17A-5 filed 2025-06-12 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # KCD FINANCIAL, INC. FINANCIAL STATEMENT PURSUANT TO SEC RULE 17A-S(d) December 31, 2024 AVAILABLE FOR PUBLIC INSPECTION {1}------------------------------------------------ | UNITED STATES | | | | | 0MB APPROVAL | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------|-----------------------------------------|-------------------------------------------------|--------------------------|----------------------------------------------| | SECURITIES AND EXCHANGE COMMISSION | | | 0MB Number: 3235-0123<br>Expires: Nov. 30, 2026 | | | | | Washington, D.C. 20549 | | | Estimated average burden | | | | | | hours per response: | 12 | | | ANNUAL REPORTS | | | | SEC FILE NUMBER | | | FORM X-17A-5 | | | | | | | | PART Ill | | | | | | | | | | | | | Information Required Pursuant to Rules 17a-S, 17a-1Z, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | | AND ENDING 12/31/2024<br>FILING FOR THE PERIOD BEGINNING 01/01/2024 | | | | | | | | MM/DD/YY<br>MM/DD/YY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | | | NAME oF FIRM: KCD Financial Inc. | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | [!.] Broker-dealer | □ Security-based swap dealer | D Major security-based swap participant | | | | | D Check here if respondent is also an OTC derivatives dealer | | | | | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 3061 ALLIED STREET SUITE B | | | | | | | | (No. and Street) | | | | | | GREEN BAY | | WI | | | 54304 | | (City) | | (State) | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | JOEL BLUMENSCHEIN | 9203473400 | | | | JOELB@KCDFINANCIAL.COM | | (Name) | (Area Code -Telephone Number) | | | | | | | | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | FLYNN & COMPANY | | | | | | | | | | | | | | | (Name-If individual1 state last, first, and middle name) | CINCINNATI | | | | | 7800 E. KEMPER ROAD SUITE 150 | | | OH | | 45249 | | (Address) | (City) | | (State) | | (Zip Code) | | 11/17/2009 | | | 3876 | | | | (rte of Registration with…Read the full text as markdown