# WEALTH SPACE ASSET MANAGEMENT X-17A-5 (2026-05-27) — Broker-dealer annual report - Company: WEALTH SPACE ASSET MANAGEMENT - Form: X-17A-5 - Filed: 2026-05-27 - Period: 2025-12-31 - Accession: 0001241066-26-000004 - CIK: 1241066 - File #: 8-66008 - Type: Broker-dealer - Material weakness: No - Auditor: Sanville and Company - Auditor location: Abington, PA - Contact: Philip Ciantro - Phone: 6462269300 - Email: phil@wealthspaceadvisors.com - Website: wealthspaceadvisors.com - Signed by: Philip Ciantro (CFO) Original filing: https://www.sec.gov/Archives/edgar/data/1241066/000124106626000004/wsam2025audit.pdf --- {0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-66008 # ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 01/01/2025 12/31/2025 AND ENDING FILING FOR THE PERIOD BEGINNING MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: WealthSpace Asset Management, LLC TYPE OF REGISTRANT (check all applicable boxes): @ Broker-dealer O Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 1600 Pennsylvania Ave | | (No. and Street) | | | | |----------------------------------------------|---------------------------------------------------------------------------|------------------------------|------------|--| | McDonough | GA | | 19020 | | | (City) | (State) | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Philip Ciantro | 646-226-9300 | phil@wealthspaceadvisors.com | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | Sanville and Company | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 1514 Old York Road | Abington | PA | 19001 | | | (Address) | (City) | (State) | (Zip Code) | | (City) (State) (Zip Code) 09/18/2003 169 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION swear (or affirm) that, to the best of my knowledge and belief, the Philip Ciantro financial report pertaining to the firm of WealthSpace Asset Management, LLC as of as a comments as of 12/31 2 025 jis true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely as that of a customer. INSAN N CHAHIN NOTARY PUBLIC, STATE OF NEW YORK NO. 01CH6363955 QUALIFIED IN KINGS COUNTY MY COMMISSION EXPIRES NOVEMBER 16, 2029 | Signature: | | | |------------|--|--| | Title: | | | | CFO | | | Notarv Public #### This filing\*\* contains (check all applicable boxes): - (a) Statement of financial condition. - [ (b) Notes to consolidated statement of financial condition. - | (c) Statement of income (loss) or, if there is other comprehensive income in the period(s) presented, a statement of comprehensive income (as defined in § 210.1-02 of Regulation S-X). - (d) Statement of cash flows. - (e) Statement of changes in stockholders' or partners' or sole proprietor's equity. - (f) Statement of changes in liabilities subordinated to claims of creditors. - (g) Notes to consolidated financial statements. - (h) Computation of net capital under 17 CFR 240.15c3-1 or 17 CFR 240.18a-1, as applicable. - O (i) Computation of tangible net worth under 17 CFR 240.18a-2. - □ (j) Computation for determination of customer reserve requirements pursuant to Exhibit A to 17 CFR 240.15c3-3. - O (k) Computation for determination of security-based swap reserve requirements pursuant to Exhibit B to 17 CFR 240.15c3-3 or Exhibit A to 17 CFR 240.18a-4, as applicable. - [1) Computation for Determination of PAB Requirements under Exhibit A to § 240.15c3-3. - O (m) Information relating to possession or control requirements for customers under 17 CFR 240.15c3-3. - O (n) Information relating to possession or control requirements for security-based swap customers under 17 CFR 240.15c3-3(p)(2) or 17 CFR 240.18a-4, as applicable. - □ (q) Reconciliations, including appropriate explanations, of the FOCUS Report with computation of net capital or tangible net worth under 17 CFR 240.15c3-1, 17 CFR 240.18a-2, as applicable, and the reserve requirements under 17 CFR 240.15c3-3 or 17 CFR 240.18a-4, as applicable, if material differences exist, or a statement that no material differences exist. - O {p) Summary of financial data for subsidiaries not consolidated in the statement of financial condition. - | | | Oath or affirmation in accordance with 17 CFR 240.17a-5, 17 CFR 240.17a-12, or 17 CFR 240.18a-7, as applicable. - □ (r) Compliance report in accordance with 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable. - (s) Exemption report in accordance with 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable. - O (t) Independent public accountant's report based on an examination of the statement of financial condition. - □ (u) Independent public accountant's report based on an examination of the financial report or financial statements under 17 CFR 240.17a-5, 17 CFR 240.18a-7, or 17 CFR 240.17a-12, as applicable. - | {v} Independent public accountant's report based on an examination of certain statements in the compliance report under 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable. - [x] Independent public accountant's report based on a review of the exemption report under 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable. - O (x) Supplemental reports on applying agreed-upon procedures, in accordance with 17 CFR 240.176-12, as applicable. - O (y) Report describing any material inadequacies found to exist or found to have existed since the date of the previous audit, or a statement that no material inadequacies exist, under 17 CFR 240.17a-12(k). - L (z) Other: - \*\* To request confidential treatment of certain portions of this filing, see 17 CFR 240.17o-5(e)(3) or 17 CFR 240.180-7(d)(2), as applicable. {2}------------------------------------------------ Wealth Space Asset Management, LLC December 31, 2025 Financial Statements and Supplemental Information and Report of Independent Registered Public Accounting Firm {3}------------------------------------------------ ## Contents | Report of Independent Registered Public Accounting Firm | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | Financial Statements | | Statement of Financial Condition | | Statement of Operations | | Statement of Changes in Member's Equity | | Statement of Cash Flows | | Notes to Financial Statements | | Supplementary Information | | Schedule I - Computation of Net Capital Pursuant to Rule 15c3-1 of the Securities and Exchange Commission
| | Schedule II - Computation for Determination of Reserve Requirements and Information Relating to the
Possession or Control Requirements Pursuant to Rule 15c3-3 of the Securities and Exchange Commission 13 | | Report of Independent Registered Public Accounting Firm on the Company's Rule 15c3-3 | | Exemption Report | | Wealth Space Asset Management, LLC Exemption Report | {4}------------------------------------------------ ![](_page_4_Picture_0.jpeg) #### **REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM** To the Member and Those Charged with Governance of Wealth Asset Management, LLC #### **Opinion on the Financial Statements** We have audited the accompanying statement of financial condition of Wealth Asset Management, LLC (the "Company") as of December 31, 2025, the related statements of operations, changes in member's equity and cash flows for the year then ended, and the related notes (collectively referred to as the financial statements). In our opinion, the financial statements present fairly, in all material respects, the financial position of the Company as of December 31, 2025, and the results of its operations and its cash flows for the year then ended in conformity with accounting principles generally accepted in the United States of America. #### **Basis for Opinion** These financial statements are the responsibility of the Company's management. Our responsibility is to express an opinion on the Company's financial statements based on our audit. We are a public accounting firm registered with the Public Company Accounting Oversight Board (United States) (PCAOB) and are required to be independent with respect to the Company in accordance with the U.S. federal securities laws and the applicable rules and regulations of the Securities and Exchange Commission and the PCAOB. We conducted our audit in accordance with the standards of the PCAOB. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement, whether due to error or fraud. The Company is not required to have, nor were we engaged to perform, an audit of its internal control over financial reporting. As part of our audit we are required to obtain an understanding of internal control over financial reporting but not for the purpose of expressing an opinion on the effectiveness of the Company's internal control over financial reporting. Accordingly, we express no such opinion. Our audit included performing procedures to assess the risks of material misstatement of the financial statements, whether due to error or fraud, and performing procedures that respond to those risks. Such procedures included examining, on a test basis, evidence regarding the amounts and disclosures in the financial statements. Our audit also included evaluating the accounting principles used and significant estimates made by management, as well as evaluating the overall presentation of the financial statements. We believe that our audit provides a reasonable basis for our opinion. #### **Supplemental Information** The supplementary information contained in the Schedule I, Computation of Net Capital Under SEC Rule 15c3-1 and Schedule II, Computation of Reserve Requirements Under SEC Rule 15c3-3 and Information Relating to the Possession or Control Requirements Under SEC Rule 15c3-3 have been subjected to audit procedures performed in conjunction with the audit of the Company's financial statements. The supplemental information is the responsibility of the Company's management. Our audit procedures included determining whether the supplemental information reconciles to the financial statements or the underlying accounting and other records, as applicable, and performing procedures to test the completeness and accuracy of the information presented in the supplemental information. In forming our opinion on the supplemental information, we evaluated whether the supplemental information, including its form and content, is presented in conformity with 17 C.F.R. §240.17a-5. In our opinion, the supplementary information contained in the Schedule I, Computation of Net Capital Under SEC Rule 15c3-1 and Schedule II, Computation for Determination of Reserve Requirements Under SEC Rule 15c3-3 and Information Relating to the Possession or Control Requirements Under SEC Rule 15c3-3 are fairly stated, in all material respects, in relation to the financial statements as a whole. We have served as the Company's auditor since 2023. Huntingdon Valley, Pennsylvania March 27, 2026 {5}------------------------------------------------ ### Wealth Space Asset Management Statement of Financial Condition December 31, 2025 | ASSETS | | | | |---------------------------------------|---------------------------------------|---------|--------| | Cash and cash equivalents | | ಕಾ | 19,423 | | Other assets | | | 1,419 | | | TOTAL ASSETS | ಲ್ಲಿ ಮಾ | 20,842 | | | | | | | LIABILITIES AND MEMBER'S EQUITY | | | | | LIABILITIES | | | | | Accounts payable and accrued expenses | | ಕಿತ | 12,515 | | | TOTAL LIABILITIES | | 12,515 | | MEMBER'S EQUITY | | | | | Member's equity | | | 8,327 | | | TOTAL MEMBERS' EQUITY | | 8,327 | | | TOTAL LIABILITIES AND MEMBERS' EQUITY | ಕಾ | 20,842 | {6}------------------------------------------------ ### Wealth Space Asset Management Statement of Operations Year ended December 31, 2025 | REVENUES: | | | |-------------------------------|---|---------| | Other revenue | S | 1,000 | | Total revenues | | 1,000 | | EXPENSES: | | | | Professional services | | 12,086 | | Technology and communications | | 2,672 | | Regulatory fees | | 5,449 | | Other | | 472 | | Total expenses | | 20,679 | | NET LOSS | S | (19,679 | {7}------------------------------------------------ #### Wealth Space Asset Management Statement of Changes in Member's Equity Year ended December 31, 2025 | Balance at December 31, 2024 | S | 18,006 | |------------------------------|---|----------| | Net loss | | (19,679) | | Members' contribution | | 10,000 | | Balance at December 31, 2025 | S | 8.327 | {8}------------------------------------------------ #### Wealth Space Asset Management Statement of Cash Flows For the Year Ended December 31, 2025 | CASH FLOWS FROM OPERATING ACTIVITIES: | | | |-------------------------------------------------|------|----------| | Net Income/(Loss) | S | (19,679) | | Adjustments to reconcile net income to net cash | | | | provided by operating activities: | | | | (Increase)decrease in operating assets: | | | | Prepaid Assets | | (985) | | Increase (decrease) in operating liabilities: | | | | Accounts payable and accrued expenses | | 4,515 | | Net cash used in operating activities | | (16,149) | | CASH FLOWS FROM FINANCING ACTIVITIES: | | | | Member contribution | | 10,000 | | Net cash provided by financing activities | | 10,000 | | | | (6,149) | | NET INCREASE/DECREASE IN CASH | | | | | | 25,572 | | CASH AT BEGINNING OF YEAR | િન્દ | 19,423 | | CASH AT END OF YEAR | | | | NON CASH ITEMS | | | | Interest | | | | Taxes | | | {9}------------------------------------------------ \*1-8@4'<-/1??1@"-:-3191:@ #;@1?@;5:-:/5-8 '@-@191:@? 1/19.1> -1?/>5<@5;:;2A?5:1??-:0'A99->E;2'53:525/-:@//;A:@5:3 %;85/51? 1?/>5<@5;:;2A?5:1?? \*1-8@4'<-/1??1@"-:-3191:@2;>91>8E'1/A>5@51?!!@41H;9<-:EIC-? 5:/;><;>-@105:@41'@-@1;2-852;>:5-;:1.>A->E (41;9<-:E5?->135?@1>10 .>;71> 01-81> C5@4 @41 '1/A>5@51? 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{12}------------------------------------------------ SUPPLEMENTARY INFORMATION {13}------------------------------------------------ ## Wealth Space Asset Management Schedule I - Computation of Net Capital Pursuant to Rule 15c3-1 of the Securities and Exchange Commission December 31, 2025 | Net Capital | | | |---------------------------------------------------------------------------------|----|---------| | Total members' equity | S | 8,327 | | | | | | Deductions and/or charges: | | | | Haircut on securities owned | | | | Other Assets | | 1,419 | | Net Capital | ತಿ | 6,908 | | | | | | Aggregate Indebtedness | | | | Items included in statement of financial condition | | | | | | | | Accounts payable and accrued expenses | | 12,515 | | Total aggregate indebtedness | S | 12,515 | | | | | | Minimum net capital required | S | 5,000 | | | | | | Excess net capital | S | 1,908 | | Excess net capital of the greater of 10 percent of total aggregate indebtedness | | | | Or 120 percent of minimum net capital required | S | 908 | | Ratio of aggregate indebtedness to net capital | | 181.17% | | | | | There are no material differences in the computation of net capital presented above and the computation of net capital reported in the Company's unaudited Form X-17A5 Part IIA FOCUS filing as of December 31, 2025. See Report of Independent Registered Public Accounting Firm. {14}------------------------------------------------ ### Wealth Space Asset Management Schedule II - Computation for Determination of Reserve Requirements and Information Relating to the Possession or Control Requirements Pursuant to Rule 15c3-3 of the Securities and Exchange Commission December 31, 2025 The Company's business activities are limited to private placements of securities, engaging in transactions in the secondary market of privately held securities, and investment banking and private capital raising activities and does not hold customer funds or securities. Accordingly, it had no obligation under SEC Rule 15c3-3. See Report of Independent Registered Public Accounting Firm. {15}------------------------------------------------ # Management Report Regarding Exemption from Rule 15c3-3 Wealth Space Asset Management, LLC (the "Company") is a registered broker-dealer subject to Rule 17a-5 promulgated by the Securities and Exchange Commission (17 C.F.R. §240.17a-5, "Reports to be made by certain brokers and dealers"). This Exemption Report was prepared as required by 17 C.F.R. § 240.17a-5(d)(1) and (4). To the best of its knowledge and belief, the Company states the following: - 1) The Company does not claim an exemption under paragraph (k) of 17 C.F.R. § 240 15c3-3, and - 2) The Company is filing this Exemption Report relying on Footnote 74 of the SEC Release No. 34- 70073 adopting amendments to 17 C.F.R. § 240.17a-5 because the Company limits its business activities exclusively to: (1) private placement of securities; (2) engaging in transactions in the secondary market of privately held securities; and (3) investment banking and private capital raising activities and the Company (1) did not directly or indirectly receive, hold, or otherwise owe funds or securities for or to customers; (2) did not carry accounts of or for customers; and (3) did not carry PAB accounts (as defined in Rule 15c3-3) throughout the most recent fiscal year without exception. I, Philip Ciantro, swear (or affirm) that, to my best knowledge and belief, this Exemption Report is true and correct. e and **By: \_\_\_\_\_\_\_\_\_\_\_\_\_\_** Title: CFO **March 27 ,2026** {16}------------------------------------------------ ![](_page_16_Picture_0.jpeg) ### **REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM** To the Member and Those Charged With Governance of Wealth Space Asset Management, LLC We have reviewed management's statements, included in the accompanying Exemption Report in which Wealth Space Asset Management, LLC (the "Company") stated that: - 1. The Company does not claim an exemption under paragraph (k) of 17 C.F.R. § 240.15c3-3. - 2. The Company is filing an Exemption Report relying on Footnote 74 of the SEC Release No. 34-70073 adopting amendments to 17 C.F.R. § 240.17a-5 because the Company limits its business activities exclusively to advisory services in connection with mergers and acquisitions, restructurings, corporate finance, and assisting clients with financing requirements; and - 3. The Company (1) did not directly or indirectly receive, hold, or otherwise owe funds or securities for or to customers, (2) did not carry accounts of or for customers; and (3) did not carry proprietary accounts of brokerdealers (as defined in 17 C.F.R. § 240.15c3-3) throughout the most recent fiscal year without exception. The Company's management is responsible for its statements. Our review was conducted in accordance with the standards of the Public Company Accounting Oversight Board (United States) and, accordingly, included inquiries and other required procedures to obtain evidence about the Company's compliance with the exemption provisions and the Company's other business activities were limited to advisory services in connection with mergers and acquisitions, restructurings, corporate finance, and assisting clients with financing requirements and (1) did not directly or indirectly receive, hold, or otherwise owe funds or securities for or to customers, (2) did not carry accounts of or for customers; and (3) did not carry proprietary accounts of broker-dealers (as defined in 17 C.F.R. § 240.15c3-3) throughout the most recent fiscal year without exception. A review is substantially less in scope than an examination, the objective of which is the expression of an opinion on management's statements. Accordingly, we do not express such an opinion. Based on our review, we are not aware of any material modifications that should be made to management's statements referred to above for them to be fairly stated, in all material respects, based on the provisions set forth in 17 C.F.R. § 240.17a-5. Huntingdon Valley, Pennsylvania March 27, 2026 Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.