ESSEX FINANCIAL SERVICES, INC. X-17A-5 (2020-11-25) — Broker-dealer annual report

Full text of ESSEX FINANCIAL SERVICES, INC.'s X-17A-5 filed 2020-11-25 (period 2020-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: ESSEX FINANCIAL SERVICES, INC.
• Form: X-17A-5
• Filed: 2020-11-25
• Period: 2020-09-30
• Accession: 0001242565-20-000005
• CIK: 1242565
• File #: 8-66015
• Material weakness: No
• Auditor: Whittlesey PC
• Auditor location: Hartford, CT
• Contact: William Terribile
• Phone: 8607674300
• Signed by: William J Terribile (FinOp)

Document text (excerpt)

X-17A-5 0001242565 XXXXXXXX LIVE false false false 10-01-2019 09-30-2020 Broker-dealer N ESSEX FINANCIAL SERVICES, INC. 176 WESTBROOK ROAD ESSEX CT 06426 William Terribile 8607674300 Whittlesey PC 280 Trumbull St 24th Fl Hartford CT 06103 Certified Public Accountant William J Terribile ESSEX FINANCIAL SERVICES, INC. 09-30-2020 William J Terribile FinOp Y

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Other filings by this registrant

• X-17A-5 — 2019-11-29
• X-17A-5 — 2018-12-26
• X-17A-5 — 2017-12-19
• X-17A-5 — 2016-11-21
• X-17A-5/A — 2015-12-07
• X-17A-5 — 2015-11-27
• X-17A-5 — 2014-11-28
• X-17A-5 — 2013-11-29
• X-17A-5 — 2012-11-29
• X-17A-5 — 2011-11-29
• X-17A-5 — 2010-11-29
• X-17A-5 — 2009-11-27

Original filing on SEC EDGAR (source of record)