Full text of GRADIENT SECURITIES, LLC's X-17A-5/A filed 2026-04-01 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17 A-5 PART** Ill 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER | | FACING PAGE | | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------|-----------------|-------------------------------------------------|--|--| | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>AND ENDING 12/31/2025 | | | | | | | FILING FOR THE PERIOD BEGINNING 0 1/01/2025 | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: GRADIENT SECURITIES LLC | | | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>D Security-based swap dealer<br>D Major security-based swap participant<br>[!] Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 4105 LEXINGTON AVE N, STE 380 | | | | | | | | (No. and Street) | | | | | | ARDEN HILLS | MN | | 55126 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | ROBERT NELSON | 866-991-1539 | | rnelson@gradientsecurities.com | | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>CBIZ CPAs P.C. | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 5 Bryant Park, 1065 Avenue of the Americas | NEW YORK | NY | 10018 | | | | (Address) | (City) . | (State) | (Zip Code) | | | | 10/22/2003 | | 199 | | | | | rte of Reglstrntioo with PCAOB}llf applicable)<br>* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | FOR OFFICIAL USE ONLY | | (PCAOB RegJst,atloo Norn bee, If a ppllcable) I | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 | | | | | | CFR 240.17a-5(e)(1)(ii), if applicable. **Persons who are to respond to the collection of information contained in…Read the full text as markdown