Full text of WATERMARK ADVISORS, LLC's X-17A-5 filed 2021-03-31 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: 3235-0123 Expires: 0DUPCFS Estimated average burden **8-** SEC FILE NUMBER 66048 # hours per response.. . . . . 12.00 **ANNUAL AUDITED REPORT FORM X-17A-5 PART III** **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING______________________________ | | 01/01/20 | | 12/31/20<br>AND ENDING______________________________ | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------|----|---------------------------------------------------------------------|---------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--| | | | MM/DD/YY | | MM/DD/YY | | | | A. | REGISTRANT IDENTIFICATION | | | | | WATERMARK<br>ADVISORS,<br>LLC<br>NAME OF BROKER-DEALER: | | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | FIRM I.D. NO. | | | 10<br>WOODS<br>EDGE<br>CT<br>___________________________________________________________________________________________________________________ | | | | | | | | | (No. and Street) | | | | | GREENVILLE<br>___________________________________________________________________________________________ | | SC | | 29615<br>__________________________ | | | (City) | | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | | JILL RECKAMP | | | | _____________________________________________________________________________________________________________________<br>(239) 810-9646<br>(Area Code – Telephone Number) | | | | B. | ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | RUBIO<br>CPA,<br>PC<br>_____________________________________________________________________________________________________________________ | | | | | | | | | (Name – if individual, state last, first, middle name) | | | | | 2727 PACES FERRY RD SE, STE 2-1680<br>_____________________________________________________________________________________________________________________ | | ATLANTA | GA | 3…Read the full text as markdown