# GLADSTONE SECURITIES, LLC X-17A-5/A (2018-11-02) — Broker-dealer annual report

- Company: GLADSTONE SECURITIES, LLC
- Form: X-17A-5/A
- Filed: 2018-11-02
- Period: 2018-06-30
- Accession: 0001253492-18-000005
- CIK: 1253492
- File #: 8-66052
- Material weakness: No
- Auditor: PRICEWATERHOUSECOOPERS LLC
- Auditor location: Mclean, VA
- Contact: Michael T Marrone
- Phone: 646-930-1906
- Signed by: Jack Dellafiora (Managing Principal)

Original filing: https://www.sec.gov/Archives/edgar/data/1253492/000125349218000005/gladstonesecurities2018c.pdf

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X-17A-5/A

 0001253492
 XXXXXXXX

 LIVE

 false
 false
 false

 07-01-2017
 06-30-2018
 Broker-dealer
 N
 We made a change to the Exemption report, as we claimed the exemption under 240.15c3-3 (k)(2)(ii) and it should have been 240.15c3-3 (k)(2)(I)

 GLADSTONE SECURITIES, LLC

 1521 WESTBRANCH DRIVE
 SUITE 100
 MCLEAN
 VA
 22102

 Michael T Marrone
 646-930-1906

 PRICEWATERHOUSECOOPERS LLC

 1800 Tysons Blvd
 Mclean
 VA
 22102

 Certified Public Accountant

 Jack Dellafiora
 GLADSTONE SECURITIES, LLC
 06-30-2018
 Jack Dellafiora
 Managing Principal
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.