# ROCKLAND SECURITIES, LLC X-17A-5 (2026-04-13) — Broker-dealer annual report - Company: ROCKLAND SECURITIES, LLC - Form: X-17A-5 - Filed: 2026-04-13 - Period: 2025-12-31 - Accession: 0001254211-26-000008 - CIK: 1254211 - File #: 8-66057 - Type: Broker-dealer - Material weakness: No - Auditor: Ferrara, Joseph - Auditor location: Hamilton, NJ - Contact: Richard Conroy - Phone: 7327705036 - Email: rconroy@rocklandsecurities.com - Website: rocklandsecurities.com - Signed by: Richard Conroy (FINOP) Original filing: https://www.sec.gov/Archives/edgar/data/1254211/000125421126000008/annualaudit2025_1.pdf --- {0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 sec file number 8-66057 ## ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE | FILING FOR THE PERIOD BEGINNING 01/01/2025 | | ANRENDING 12/31/2025 | |--------------------------------------------|----------|----------------------| | | MM/DD/YY | MM/DD/YY | A. REGISTRANT IDENTIFICATION # NAME OF FIRM: Rockland Securities, LLC TYPE OF REGISTRANT (check all applicable boxes): ■ Broker-dealer □ Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 87 Beechwood Road | | (No. and Street) | | | | |-----------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------|--------------------------------------------|--------------------------------|--| | Summit | NJ | | 07901 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Richard W Conroy | 908-277-0446 | | rconroy@rocklandsecurities.com | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*
Ferrara CPA, LLC | (Name - if individual, state last, first, and middle name) | | | | | 100 Horizon Center Blvd. | Hamilton | NJ | 08691 | | | (Address) | (City) | (State) | (Zip Code) | | | 12/17/2024 | | 7259 | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | | Come for numerican from the read the samus ranger to country of an reported on the reasonalist public | | | | Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | 2000 stree and correct. I further swear (or affirm) that neither the company nor any
partner, officer dorector, or equivalent person, as the case may be, has any proprietary interest in any account classified solely | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | as that of a customer. | | | | Signature; | | | | ITTE:
VOR
1 | | JASON A HOLLOWELL
Notary Public, State of New Jersey | | My Commission Expires Oct 10, 2028
otary Public | | | | This filing ** contains (check all applicable boxes): | | (a) Statement of financial condition. | | O (b) Notes to consolidated statement of financial condition. | | = (c) Statement of income (loss) or, if there is other comprehensive in the period(s) presented, a statement of | | comprehensive income (as defined in § 210.1-02 of Regulation S-X). | | (d) Statement of cash flows. | | (e) Statement of changes in stockholders' or partners' or sole proprietor's equity. | | J (f) Statement of changes in liabilities subordinated to claims of creditors. | | {g} Notes to consolidated financial statements. | | (h) Computation of net capital under 17 CFR 240.15c3-1 or 17 CFR 240.18a-1, as applicable. | | 0 (i) Computation of tangible net worth under 17 CFR 240.18a-2. | | [] Computation for determination of customer reserve requirements pursuant to Exhibit A to 17 CFR 240.15c3-3. | | O (k) Computation for determination of security-based swap reserve requirements pursuant to Exhibit B to 17 CFR 240.15c3-3 or | | Exhibit A to 17 CFR 240.18a-4, as applicable. | | (1) Computation for Determination of PAB Requirements under Exhibit A to § 240.15c3-3. | | (m) Information relating to possession or control requirements for customers under 17 CFR 240.15c3-3, | | {n} Information relating to possession or control requirements for security-based swap customers under 17 CFR | | 240.15c3-3(p){2} or 17 CFR 240.18a-4, as applicable. | | @ (o) Reconciliations, including appropriate explanations, of the FOCUS Report with computation of net | | worth under 17 CFR 240.15c3-1, 17 CFR 240.18a-1, or 17 CFR 240.18a-2, as applicable, and the reserve requirements under 17 | | CFR 240.15c3-3 or 17 CFR 240.18a-4, as applicable, if material differences exist, or a statement that no material differences | | exist. | | [p) Summary of financial data for subsidiaries not consolidated in the statement of financial condition. | | = (q) Oath or affirmation in accordance with 17 CFR 240.17a-12, or 17 CFR 240.18a-7, as applicable. | | (r) Compliance report in accordance with 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable. | | [s) Exemption report in accordance with 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable. | | [ (t) Independent public accountant's report based on an examination of the statement of financial condition. | | ■ (u) Independent public accountant's report based on an examination of the financial statements under 17 | | CFR 240.17a-5, 17 CFR 240.18a-7, or 17 CFR 240.17a-12, as applicable. | | [v] Independent public accountant's report based on an examination of certain statements in the compliance report under 17 | | CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable.
(w) Independent public accountant's report based on a review of the exemption report under 17 CFR 240.17a-5 or 17 | | CFR 240.18a-7, as applicable. | | O (x) Supplemental reports on applying agreed upon procedures, in accordance with 17 CFR 240.17a-12, | | as applicable. | | | | | | {{} Report describing any material inadequacies found to have existed since the date of the previous audit, or
a statement that no material inadequacies exist, under 17 CFR 240.17a-12(k). | \*\*To request confidential treatment of certoin portions of this filing, see 17 CFR 240.17a-5(e)(3) or 17 CFR 240.18a-7(d)(2), as applicable. {2}------------------------------------------------ # Rockland Securities, LLC (SEC I.D. No. 8-66057) Financial Statements and Supplemental Schedules As of and for the Year Ended December 31, 2025 And Report of Independent Registered Public Accounting Firm {3}------------------------------------------------ #### - !-"# \$%\$%& '# \$(&%\$&()) # \*+ ,-+\*./ 0123433 1.5 6 #6782 9 :;<=">?@-B;>;>CI-B>>CD -71733 +K./ ,,33 ,\* 3LM31 /NN / ,O32 & ) )%7 // , + /37./2 P Q1K3/7, R/, 7K 77 ,+1 /1 \*1 S\$% 1 7M31 /TU37.43 , &(7 /V3 3K , /7 ,3//W-K + 7,3//+ /, K /+3/7,3+ / ,\* 3LM31 /NN/ ,O32 & ) )%/ /1/ , + //3/7, R/, 7K 7 3 , KR733 1.+ 3+/. K33+7XM/ ,4 3 ## YDBDZ;GHB>B;> 67/,3// 7 /+ /2K ,\* 3LM31 /NN[/.8K /+ /2K/ U+ // + \* 3LM31 /NN[/,3//2/ K1-+12333 1., ./ R770123 +K433 1.\ /.7 VXM/WV04\WQ1 2+R7 /+3 \* 3L M31 /NN33 3R77XM, /31 /R/7++32 1/ .1 / ,7M31 /TU37. // 704\] -3 13K133 3R77/ / ,704\67 // / Q1 7 -++ , 71 2 / 2//1 32 1R77 7,3// , , //R77 1 , 18K131+ , . + 31 / ////7 /L/ , // ,7,3//R77 1 , 1+ , .+ 31 /7 /+ 7 / /L/M137+ 31 /31 U. /2//3 . .7 1//3 /1 /7,3 //8K1/ 311.733 1.+ 3+/1//.,3 //2K./R/1.7 + / ,7,3 //-27K1+ / / 22//, K + #### @AHH"-J->C"^>Z;JCB;> 67M371- +1 ,+X MT\*1 %3&\$ \_`aM371-- +1 , -,3 ,\*/ \*Q1 /X MT\*1 %3&\$&VbcbdefghiW 7/2/12j3 1+ 31 /+ , 3 j13 R771 ,\* 3L M31 /NN[/,3// {4}------------------------------------------------ The supplemental information is the responsibility of Rockland Securities, LLC's management. My audit procedures included determining whether the supplemental information reconciles to the financial statements or the underlying accounting and other records, as applicable, and performing procedures to test the completeness and accuracy of the information presented in the supplemental information. In forming my opinion on the supplemental information, I evaluated whether the supplemental information, including its form and content, is presented in conformity with 17 C.F.R. \$240.17a-5. In my opinion, the Schedule I, Computation of Net Capital Under SEC Rule 15c3-1 and Schedule II, Computation for Identification of Reserve Requirements Under SEC Rule 15c3-3 (exemption) is fairly stated, in all material respects, in relation to the financial statements as a whole. ## errara (PA I have served as Rockland Securities, LLC's auditor since 2024. Ferrara CPA Hamilton, New Jersey March 2, 2026 {5}------------------------------------------------ # ROCKLAND SECURITIES, LLC STATEMENT OF FINANCIAL CONDITION December 31, 2025 ### ASSETS | Cash | S | 13.979 | |---------------------|---|--------| | FINRA Daily Account | | 400 | | | | | | Total Assets | | 14,379 | ## LIABILITIES AND MEMBER'S EQUITY | Accounts payable | S | 5 | |----------------------------------------|---|--------| | Total Liabilities | | 5 | | Commitments and Contingencies (Note 7) | | | | Member's Equity | | 14,374 | | Total Liabilities & Member's Equity | ക | 14,379 | {6}------------------------------------------------ # ROCKLAND SECURITIES, LLC STATEMENT OF OPERATIONS Year Ended December 31, 2025 ## REVENUES | Interest income | S | 1 | |---------------------------|---|----------| | Total Revenue | | 1 | | EXPENSES | | | | Fees & registration costs | | 3,390 | | Bank service charges | | । ਟ | | Professional fees | | 4,830 | | Consultant fees | | 150 | | Marsh Fidelity bond | | 634 | | Office & travel expense | | 2,078 | | Total Expenses | | 11,097 | | Net Loss | S | (11,096) | {7}------------------------------------------------ # ROCKLAND SECURITIES, LLC STATEMENT OF CHANGES IN MEMBER'S EQUITY Year Ended December 31, 2025 | | Total | | | |------------------------------|-------|----------|--| | Balance at December 31, 2024 | S | 14,375 | | | Net Loss | | (11,096) | | | Contributions | | 11,095 | | | Balance at December 31, 2025 | S | 14,374 | | {8}------------------------------------------------ ### ROCKLAND SECURITIES, LLC # STATEMENT OF CASH FLOWS Year Ended December 31, 2025 ### CASH FLOWS FROM OPERATING ACTIVITIES | Net Loss | S | (11,096) | |----------------------------------------------------------------------------------------|-------|----------| | Adjustments to Reconcile Net Income to Net
Cash Used In Operating Activities: | | | | (Increase) Decrease in Operating Assets:
CRD Daily Account | | (193) | | Increase (Decrease) in Operating Liabilities:
Accounts payable and accrued expenses | | (રંતુ) | | Net cash used in operating activities | | (752) | | Cash Flows From Financing Activities | | | | Capital Contributions | | 11,095 | | Net cash provided by financing activities | | 11,095 | | Net decrease in cash | | (753) | | Cash at Beginning of Year | | 14,732 | | Cash at End of Year | સ્ત્ર | 13,979 | | | | | | Supplemental Cash Flows Disclosures | | | | Cash paid for income taxes | S | | | Cash paid for interest | S | | {9}------------------------------------------------ ### Rockland Securities, LLC Notes To Financial Statements December 31, 2025 #### 1 Organization and Nature of Business Rockland Securities, LLC (the Company) is a privately held limited liability company formed in Delaware for the purpose of conducting business as a securities broker dealer (BD). As a BD, the Company is registered with the Financial Industry Authority (FINRA) to market investments in registered securities. The Company also provides investment banking services to various clients in the United States and other consulting services. The Company holds no customer funds or securities and does not participate in the underwriting of Securities. Accordingly, the Company claims exemption from the requirements of Rule 15c3-3 under Section (k)(2)(i) of the rule. In January 2024, Richard Conroy, FINOP, sold a minority stake of 22.5% of the Company to Divergent Branch, LLC. It is anticipated the the applicable change of control documents will be filed with FINRA in 2026 and will be pending FINRA approval. The nature of the Company's operations is not expected to change as a result of the transaction. #### 2 Significant Accounting Policies ### (a) Basis of Presentation The financial statements and accompanying notes are prepared in accordance with accounting principles generally accepted in the United States of America ("U.S. GAAP") unless otherwise disclosed. #### (b) Use of Estimates The preparation of financial statements in conformity with generally accepted accounting principles requires management to make estimates and assumptions that affect the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities at the date of the financial statements and the reported amounts of revenue and expenses during the reporting period. Actual results could differ from those estimates. #### (c) Statement of Cash Flows For purposes of the statement of cash flows the Company has defined cash equivalents as highly liquid investments, with original maturities of less than three months, that are not held for sale in the ordinary course of business. The company has adopted the indirect method of presenting the statement of cash flows in accordance with current authoritative pronouncements. There were no cash equivalents on December 31, 2025. Cash is held at a major financial institution and is insured by the Federal Deposit Insurance Corporation. #### d) Revenue Recognition The Company receives investment banking and consulting fee income. Revenue is recognized in accordance with FASB ASC Topic 606 as services are rendered and the contracts identified performance obligations have been satisfied. There were no unsatisfied performance obligations at December 31, 2025 . {10}------------------------------------------------ ### Rockland Securities, LLC Notes To Financial Statements December 31, 2025 #### (d) Revenue Recognition - continued #### Significant judgments: Revenue from contracts with customers includes consulting income and fees from investment banking services. The recognition and measurement of revenue is based on the assessment of individual contract terms. Significant judgment is required to determine whether performance obligations are satisfied at a point in time or over time; how to allocate transaction prices where multiple performance obligations are identified; when to recognize revenue based on the appropriate measure of the Company's progress under the contract; and whether constraints on variable consideration should be applied due to uncertain future events. #### (e) Income Taxes The Company is a multi-member limited liability company and is treated as a disregarded entity for federal and state income tax purposes. Accordingly, there is no provision for federal & state income taxes as the net income or loss of the Company is included in the income tax return of The Company's members. Certain transactions may be subject to accounting methods for federal and state income tax purposes which differ from the accounting methods used in preparing the financial statements. Accordingly, the net income or loss of the members and the resulting balances in the members' capital account reported for federal and state income tax purposes may differ from the balances reported for those same items in these financial statements. In the event of an examination of the Company's tax return, the tax liability of the members could be changed if an adjustment in the Company's income or loss is ultimately determined by the taxing authorities. The Company recognizes and measures its unrecognized tax benefits in accordance with ASC Topic 740, Income Taxes. Under that guidance the Company assesses the likelihood, based on their technical merit, that tax positions will be sustained upon examination based on the facts, circumstances and information available at the end of the financial reporting period. The measurement of unrecognized tax benefits is adjusted when new information is available, or when an event occurs that requires a change. Management has determined that the Company has no uncertain tax positions that would require financial statement recognition at December 31, 2025. This determination will always be subject to ongoing evaluation as facts and circumstances may require. The Company remains subject to U.S. federal and state income tax audits for all years subsequent to 2022. In addition, no income tax related penalties or interest have been recorded for the year ended December 31, 2025. #### (f) Advertising and Marketing Advertising and marketing costs (if any) are expensed as incurred. #### (g) General and Administrative Expenses General and administrative costs are expensed as incurred. {11}------------------------------------------------ Notes to Financial Statements December 31, 2025 ### (h) Fair Value Hierarchy FASB ASC 820 defines fair value, establishes a framework for measuring fair value, and establishes a fair value hierarchy which prioritizes the inputs to valuation techniques. Fair value is the price that would be received to sell an asset or paid to transfer a liability in an orderly transaction between market participants at the measurement date. A fair value measurement assumes that the transaction to sell the asset or transfer the liability occurs in the principal market for the asset or liability or, in the absence of a principal market, the most advantageous market. Valuation techniques that are consistent with the market, income or cost approach, as specified by FASB ASC 820, are used to measure fair value. The fair value hierarchy prioritizes the inputs to valuation techniques used to measure fair value into three broad levels: - Level 1. Quoted prices (unadjusted) in active markets for identical assets or liabilities that the Company has the ability to access at the measurement date. - Level 2. Inputs other than quoted prices included in level 1 that are observable for the assets or liability either directly or indirectly. - Level 3. Inputs are unobservable for the assets or liability. The availability of observable inputs can vary from security and is affected by a wide variety of factors, including, for example, the type of security, the liquidity of markets, and other characteristics particular to the security. To the extent the valuation is based on models or inputs that are less observable or unobservable in the market, the determination of fair value requires more judgment. Accordingly, the degree of judgment exercised in determining the fair value is greatest for instruments categorized in level 3. The inputs used to measure fair value may fall into different levels of the fair value hierarchy. In such cases, for disclosure purposes, the level in the fair value hierarchy within which the fair value measurement falls in its entirety is determined based on the lowest level input that is significant to the fair value measurement in its entirety. For further discussion of fair value, see "Note 6 Fair Value" #### 3 Net Capital Requirements The Company, as a registered broker-dealer in securities is subject to the SEC Uniform Net Capital Rule (Rule 15c3-1). The Company has elected to operate under that portion of the Rule which requires the Company maintain "net capital" equal to the greater of \$5,000 or 6 2/3% of aggregate indebtedness, as those terms are defined in the Rule. At December 31, 2025 the Company had net capital of \$13,974, which was \$8,974 in excess of its required minimum net capital of \$5,000. The Company had an AI/NC ratio of 0.04%. Advances to affiliates, contributions, distributions and other withdrawals are subject to certain notification and other requirements of Rule 15c3-1 and other regulatory rules. The Company is exempt from the provisions of Rule 15c3-3 under the Securities Exchange Act of 1934. The Company relies on its SEC Rule 15c3-3(k)(2)(i) exemption. {12}------------------------------------------------ ### Rockland Securities, LLC Notes to Financial Statements December 31, 2025 #### 4 Leases The Company conducts its operations from facilities that are provided by the general partner at no cost to the Company on a month-to-month basis. Rent expense for the year ended December 31, 2025, was \$0. #### Concentrations and Economic Dependency ഗ The Company's operations are related to retainer and / or consulting fees as discussed in Note 2 above. There is no assurance of future revenues from such fees. The Company maintains its cash at a financial institution in amounts that at times may exceed federally insured limits. The Company has not experienced any losses in such accounts through December 31, 2025, As of December 31, 2025, there were no cash balances held in any accounts that were not fully insured. #### 6 Fair Value Cash, receivables, accounts payable and other current liabilities are reflected in the financial statements at carrying value which approximates fair value because of the short-term maturity of these instruments. #### Commitments and Contingencies 7 Pursuant to Securities and Exchange Commission Rule 15c3-1(e)(2) the Company may not authorize distributions to its members if such distributions cause the Company's net capital to fall below 120% of the Company's minimum net capital requirement. As of December 31, 2025, the Company was not in violation of this requirement. The Company had no lease or equipment rental commitments (other than as disclosed in Note 4 above), no underwriting commitments, no contingent liabilities, and had not been named as a defendant in any lawsuit at December 31, 2025, or during the year then ended. {13}------------------------------------------------ ### Rockland Securities, LLC Notes To Financial Statements December 31, 2025 #### Related Party Transactions 8 During the year, the Company reimbursed its one member \$559 for various overhead and travel expenses advanced by him in accordance with its routine practice. At December 31, 2025 \$5 was owed to this member. The general partner provides office space to the Company at no cost. #### 9 The Company is required to implement policies and procedures relating to anti-money laundering, compliance, suspicious activities, and currency transaction reporting and due diligence on customers who open accounts with the Company. At December 31, 2025, the Company implemented such policies and procedures. #### 10 Exemption from Rule 15c3-3 The Company is exempt from the Securities and Exchange Commission Rule 15c3-3 and, therefore, is not required to maintain a "Special Reserve Bank Account for the Exclusive Benefit of Customers". #### 11 Subsequent Events The Company has performed an evaluation of events that have occurred subsequent to December 31, 2025, and through February 12, 2026, the date the report was available to be issued. There have been no material subsequent events that occurred during such period that would require disclosure in this report or would be required to be recogmized in the financial statements as of December 31, 2025. #### 12 Segment Reporting The Company operates as a securities broker-dealer offering advisory services. The Company has identified its CEO as the chief operating decision maker ("CODM"), who uses net income to evaluate the results of the business, predominantly in the forecasting process, to manage the Company. Additionally, the CODM uses excess net capital (see Note 3), which is not a measure of profit or loss, to make operational decisions while maintain capital adequacy, such as whether to reinvest profits or pay dividends. The Company's operations constitute a single operating segment and therefore, a single reportable segment, because the CODM manages the business activities using information of the Company as a whole. The accounting policies used to measure the profit and loss of the segment are the same as those described in the summary of significant accounting policies. {14}------------------------------------------------ Supplementary Information Pursuant to Rule 17a-5 of the Securities Exchange Act of 1934 As of December 31, 2025 {15}------------------------------------------------ #### ROCKLAND SECURITIES, LLC #### NET CAPITAL COMPUTATION IN ACCORDANCE WITH RULE 15c 3-1 December 31, 2025 #### Schedule I #### NET CAPITAL | Assets | S | 14,379 | |-------------------------------------------------------------------------------------------------------------|-------|--------| | Less Liabilities | | (5) | | Total Ownership Equity | | 14,374 | | Less Non Allowables | | (400) | | TNC Before Haircuts & Undue Concentration | | 13,974 | | Less Haircuts | | 0 | | Less Undue Concentration | | 0 | | NET CAPITAL | | 13,974 | | Minimum Required Net Capital | | 5,000 | | Excess Net Capital | S | 8,974 | | | | | | AI/NC Ratio | 0.04% | | | Non A.I. Liabilities | | 0.00 | | | | | | Reconciliation with Company's Computation (included in
Part II of Form X-17A-5 as of December 31, 2025). | | | | Net Capital, as reported in Company's Part II unaudited Focus Report | S | 13,974 | | Net Capital, per above | | 13,974 | | Difference | S | 0 | There are no material differences between the net capital reflected in the above computation and the net capital reflected in the Company's FOCUS Report as of December 31, 2025. {16}------------------------------------------------ # Rockland Securities, LLC ### Computation for Determination of Reserve Requirements and Information Relating to Possession or Control Requirements Under Rule 15c3-3 of the Securities and Exchange Act of 1934 December 31, 2025 ### SCHEDULE II The Company does not hold customers' cash or securities and, therefore, has no obligations under SEC Rule 15c3-3 pursuant to Footnote 74 of SEC Release 34-70073 under the Securities Exchange Act of 1934. {17}------------------------------------------------ ### Ferrara CPA 100 Horizon Center Blvd. Hamilton, NJ 08691 Tel: 609-865-5391 Fax: 609-435-3422 #### REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM ### To: The Members Rockland Securities, LLC I have reviewed management's statements, included in the accompanying Rule 15c3-3 Exemption Statement, in which (1) Rockland Securities, LLC (the "Company") stated that the Company does not hold customers' cash or securities on behalf of customers and limits its business to consulting/advisory services and, therefore has no obligations under Rule 15c3-3 under the Securities Exchange Act of 1934 pursuant to Footnote 74 of SEC Release 34-70073. In addition, as a result of the Company's having no obligations under SEC Rule 15c3-3, it may file an Exemption Report and (2) the Company stated that it had no exceptions under SEC Rule 15c3-3 throughout the year ended December 31, 2025, The Company did not directly or indirectly receive, hold or otherwise owe funds or securities for or to customers, did not carry accounts of or for customers, and did not carry PAB accounts as defined in Rule 15c3-3. Management is responsible for compliance with 17 C.F.R. § 240. 15c3-3 and its statements. My review was conducted in accordance with the standards of the Public Company Accounting Oversight Board (United States) and, accordingly, included inquiries and other required procedures to obtain evidence about the Company's compliance with 17 C.F.R. § 240. 15c3-3. A review is substantially less in scope than an examination, the objective of which is the expression of an opinion on management's statements. Accordingly, I do not express such an opinion. Based on my review, I am not aware of any material modifications that should be made to management's statements referred to above for them to be fairly stated, in all material respects, based on Rule 15c3-3 under the Securities Exchange Act of 1934. Ferrara CPA Hamilton, New Jersey March 2, 2026 {18}------------------------------------------------ #### Rockland Securities, LLC Exemption Statement Pursuant to SEC Rule 17a-5 For the Year Ended December 31, 2025 ### STATEMENT OF EXEMPTION FROM SEC RULE 15c3-3 #### Rockland Securities, LLC Rockland Securities, LLC (the "Company") is a registered broker-dealer subject to Rule 17a-5 promulgated by the Securities and Exchange Commission (the "SEC"). To the best of its knowledge and belief, the Company states the following: The Company does not hold customers' cash or securities on behalf of customers, limits its business to consulting/advisory services and, therefore had no obligations under SEC Rule 15c3-3 under the Securities Exchange Act of 1934 as contemplated by Footnote 74 of the SEC Release No. 34-70073. Further the Company did not directly or indirectly receive, hold or otherwise owe funds or securities for or to customers, did not carry accounts of or for customers, and did not carry PAB accounts as defined in Rule 15c3-3. In addition, as a result of the Company having no obligations under SEC Rule 15c3-3, it may file an Exemption Report. The Company had no exceptions under SEC Rule 15c3-3 throughout the year ended December 31, 2025. Rockland Securities, LLC I, Richard W. Conroy, swear (or affirm) that, to my best knowledge and belief, this Exemption Report is true and correct. By: Richard W. Conroy Title: Managing Member Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.