Full text of ANCHOR ASSET MANAGEMENT LLC's X-17A-5 filed 2021-04-13 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | SEC FILE NUMBER | |-----------------| | 8-66126 | | REPORT FOR THE PERIOD BEGINNING 01/01/2020 | | | AND ENDING 12/31/2020 | | |--------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------|------------|------------------------------------|--| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: Anchor Asset Management, LLC<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | OFFICIAL USE ONLY<br>FIRM I.D. NO. | | | | | | | | | One East End Ave - Suite 10A | | | | | | | (No. and Street) | | | | | New York | NY | 10075 | | | | (City) | (State) | (Zip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Michelle Nicole Gunter, CEO | | | 212-421-2121 | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | Michael T. Remus, CPA | | | | | | | (Name - if individual, state last, first, middle name) | | | | | PO Box 2555 | Hamilton Square | N.I | 08690 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | Certified Public Accountant | | | | | | Public Accountant | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | {1}------------------------------------------------ | T. Michelle Nicole Gunter | swear (or affirm) that, to the best of | |-----------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------| | my knowledge and belief the accompanying financial statement and supporting schedules pertaining to the firm of | | | Anchor Asset Management, LLC | ર્વાર | | of December 31 | 20 20 are true and correct. I further swear (or affirm) that | | netther the company nor any partner, principal officer or director has any proprietary interest in any account | | | classified solely as that of a customer, except as follows: | | | NAJMA HANEEF<br>Notary Public - State of New York<br>NO. 01HA6320356<br>Qualified in New York County<br>My Commission Expires May 16, 2023 | Signaturg | |-------------------------------------------------------------------------…Read the full text as markdown