Full text of ARETE RESEARCH LLC's X-17A-5 filed 2024-06-25 (period 2024-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## ARETE RESEARCH, LLC (A Wholly-Owned Subsidiary of Arete Research Services, LLP) FINANCIAL STATEMENTS PUBLIC COPY MARCH 31, 2024 {1}------------------------------------------------ # ARETE RESEARCH, LLC (A Wholly-Owned Subsidiary of Arete Research Services, LLP) # CONTENTS | | Page(s) | |---------------------------------------------------------|---------| | Form X-17A-5 Part Ill: Facing Page | 1 | | Oath or Affirmation | 2 | | Report of Independent Registered Public Accounting Firm | 3 | | Financial Statements | | | Statement of Financial Condition at March 31, 2024 | 4 | | Notes to Financial Statements | 5-9 | {2}------------------------------------------------ | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | 0MB APPROVAL<br>0MB Number: 3235-0123<br>Expires: Nov. 30, 2026<br>Estimated average burden<br>hours per response: 12 | | |---------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------|-----------------|-----------------------------------------------------------------------------------------------------------------------|--| | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | FORM X-17A-S | | 8-66145 | | | | PART Ill | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | AND ENDING 03/31/2024<br>FILING FOR THE PERIOD BEGINNING 04/01/2023 | | | | | | MM/DD/VY | | MM/DD/VY | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM: Arete Research, LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[!] Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | | D Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 101 Arch Street, 8th Floor | | | | | | | (No. and Street) | | | | | Boston | MA | | 02110 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Francis Robert Merrill IV 617-357-4800 | | | robe rt. merrill@arete.net | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>WithumSmith+Brown PC | | | | | | |…Read the full text as markdown