Full text of AOS, INC.'s X-17A-5 filed 2026-06-30 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **AOS, Inc.** FINANCIAL STATEMENT AND INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS' REPORT 12/31/2025 {1}------------------------------------------------ ## UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAI OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-66163 # ANNUAL REPORTS FORM X-17A-5 PART III FACING DACE | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAUL | | | | |-------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------| | 12/31/2025<br>0170172025<br>AND ENDING<br>FILING FOR THE PERIOD BEGINNING | | | | | | | MM/DD/YY | | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | AOS, Inc<br>NAME OF FIRM: | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br> Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 311 South Wacker Drive, Suite 1775 | | | | | | | (No. and Street) | | | | | Chicago | | | | 60606 | | (City) | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Robert Wallace | (224) 258-8306 | | rwallace@tradingblock.com | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. Accountant IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Ryan & Juraska LLP | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | 141 West Jackson Boulevard, Suite 2250 | Chicago | | ------------------------------------------------------------------------------------------------------------------------------------------------------------------------------ | 60604 | | (Address) | (City) | | (State) | (Zip Code) | | March 24,2009 | | 3407 | | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | * Claims for exemption from the requirement that the annual re…Read the full text as markdown