Full text of CHICKASAW SECURITIES, LLC's X-17A-5 filed 2024-02-23 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ {1}------------------------------------------------ | | Geoffrey P. Mavar<br>swear (or affirm) that, to the best of my knowledge and belief, the | | | |----|-------------------------------------------------------------------------------------------------------------------------------|--|--| | | financial report pertaining to the firm of Chickasaw Securities, LLC<br>as of | | | | | 12/31<br>millille, 2023 __ is true and correct. I further swear (or affirm) that neither the company nor any | | | | | partner, officer, direction of the case may be, has any proprietary interest in any account classified solely | | | | | as that of a customer.<br>STATE | | | | | OF | | | | | ENNESSE<br>Signatures<br>NOTARY | | | | | PUBLIC | | | | | Title: | | | | | Principal | | | | | | | | | | otary Bubli | | | | | This filing* 1 contains (check all applicable boxes): | | | | | (a) Statement of financial condition. | | | | | [ (b) Notes to consolidated statement of financial condition. | | | | | (c) Statement of income (loss) or, if there is other comprehensive in the period(s) presented, a statement of | | | | | comprehensive income (as defined in § 210.1-02 of Regulation S-X). | | | | ii | (d) Statement of cash flows. | | | | | (e) Statement of changes in stockholders' or partners' or sole proprietor's equity. | | | | | (f) Statement of changes in liabilities subordinated to claims of creditors. | | | | I | (g) Notes to consolidated financial statements. | | | | | (h) Computation of net capital under 17 CFR 240.15c3-1 or 17 CFR 240.18a-1, as applicable. | | | | | (i) Computation of tangible net worth under 17 CFR 240.18a-2. | | | | | (i) Computation for determination of customer reserve requirements pursuant to Exhibit A to 17 CFR 240.15c3-3. | | | | | □ (k) Computation for determination of security-based swap reserve requirements pursuant to Exhibit B to 17 CFR 240.15c3-3 or | | | - - - - - - - - - - - - - - - - {2}------------------------------------------------ **(A Wholly-Owned Subsidiary of Chickasaw Capital Management, LLC)** **Financial Statements and Schedules** **December 31, 2023** {3}------------------------------------------------ **(A Wholly-Owned Subsidiary of Chickasaw Capital Management, LLC)** | Table of Contents | December 31, 2023 | |-------------------|-------------------| |-------------------|-------------------| | Page | |---------------------------------------------------------------------------------…Read the full text as markdown