Full text of GENESIS CAPITAL, LLC's X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill SEC FILE NUMBER \_\_J 8-66178 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | ---------<br>01/01l<br>2021 | AND ENDING | 12/31/2021 | ---------- | | | |--------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------|------------------------------------------------------------|----------------------------|------------------------------------------------|--|--| | | MM/DD /Y Y | | | MM/DD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | NAME OF FIRM: __ G_e_n_e_si_s_c_a_p_ita_l_L_L_c ____________________ | | | | _ | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>CS Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | Security-based swap dealer | Major security-based swap participant | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 3414 Peachtree Road NE, Suite 700 | | | | | | | | | (No. and Street) | | | | | | | Atlanta | | GA | | 30326 | | | | (City) | | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Jeremy Ellis | 404-816-7538 | | jellis@genesis-capital.com | | | | | (Name) | (Email Address)<br>(Area Code -Telephone Number) | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Apria LLP | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | Five Concourse Parkway, Suite 1000 | Atlanta | | GA | 30328 | | | | (Address) | (City) | | (State) | (Zip Code) | | | | 11/25/2003 | | | 926 | | | | | r·<br>of Reg;,t,aUoo w;th PCAOB)(lf apPllcable) | FOR OFFICIAL USE ONLY | | | I<br>(PCAOB ,,,1,i,a1;00 N,mbe,, tt apPlkable) | | | | | | | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | | | accountant must be supported by a statement of fact s and circumstances rel ied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(…Read the full text as markdown