Full text of LAZARD ASSET MANAGEMENT SECURITIES LLC's X-17A-5 filed 2026-02-25 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## (SEC I.D. No. 8-66201) FINANCIAL STATEMENTS AND SUPPLEMENTAL SCHEDULES AS OF AND FOR THE YEAR ENDED DECEMBER 31, 2025 AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM \* \* \* \* \* \* Thisreport is deemed **CONFIDENTIAL** in accordance with Rule 17a-5(e)(3) under the Securities Exchange Act of 1934. A statement of financial condition, bound separately, has been filed with the Securities and Exchange Commission simultaneously herewith as a Public Document. {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 > **FORM X-17A-5** 8-66201 **PART III** ## **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12 and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING January 1, 2025 AND ENDING December 31, 2025 MM/DD/YY MM/DD/YY ## **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: Lazard Asset Management Securities LLC TYPE OF REGISTRANT (check all applicable boxes): X Broker-dealer Security -based swap dealer Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | 30 Rockefeller Plaza | | | | |---------------------------------------------------------------------------|------------------|--------------------------------------------------------|------------|--|--| | | (No. and Street) | | | | | | New York | New York | | 10112 | | | | (City) | | (State) | (Zip Code) | | | | PERSON TO CONTACT IN REGARD TO THIS FILING | | | | | | | Robert M. Massaroni | | 212-632-2654 | | | | | (Name) | | (Area Code - Telephone No.) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | Deloitte & Touche LLP | | | | | | | | | (Name - if individual, state last, first, middle name) | | | | | 30 Rockefeller Plaza | New York | New York | 10112 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 10/20/2003 | | | 34 | | | | (Date of Registration with PCAOB (if applicable) | | (PCAOB Registration Number, if applicable) | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | \*Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See 17 CFR…Read the full text as markdown