Full text of FMI CAPITAL ADVISORS, INC.'s X-17A-5 filed 2026-02-27 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  **Financial Statements and Supplemental Information December 31, 2025** {1}------------------------------------------------ # Table of Contents December 31, 2025 | Annual Audited Report Form X-17a-5 Part Ill Facing Page 1-2 | | |--------------------------------------------------------------------------------------------------------------------------------------|--| | Report of Independent Registered Public Accounting Firm 3 | | | Financial Statements: | | | Statement of Financial Condition 4 | | | Statement of Operations 5 | | | Statement of Stockholder's Equity 6 | | | Statement of Cash Flows 7 | | | Notes to Financial Statements 8-11 | | | Supplemental Information: | | | Schedule 1: Computation of Aggregate Indebtedness and Net Capital Under<br>Rule 15c3-1 of the Securities and Exchange Commission 13 | | | Schedule 2 & 3: Statement Regarding SEC Rule 15c3-3 14 | | | Assertions Regarding Exemption Provisions 15 | | | Exemption Review Report 16 | | | Agreed Upon Procedures on Schedule of SIPC Assessments and Payments 17-18 | | {2}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB Number: 3235--0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill SEC FILE NUMBER 8-66206 0MB APPROVAL FACING PAGE **Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING 01 /01 /25 | | AND ENDING 12/31 /25 | | |--------------------------------------------|----------|----------------------|--| | | MM/DD/YY | MM/DD/YY | | A. REGISTRANT IDENTIFICATION # NAME oF FIRM: **FMI Capital Advisors, Inc.** TYPE OF REGISTRANT (check all applicable boxes): C!l Broker-dealer □ Security-based swap dealer □ Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # **44 Cook Street, Suite 900** | Denver | co | | 80206 | |----------------------------------------------|-----------------------------------------------------------|--------------------------|------------------------------------------| | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Tim Huckaby | (303) 377-4740 | tim.huckaby@fmi.corp.com | | | (Name) | (Area Code -Telephone Num…Read the full text as markdown