Full text of APPLE LANE GROUP LLC's X-17A-5 filed 2022-02-23 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** ## **ANNUAL REPORTS FORM X-17A-5 PART III** | OMB APPROVAL | |---------------------------| | OMB Number: 3235-0123 | | Expires: Oct. 31, 2023 | | Estimated average burden | | hours per response:<br>12 | | SEC FILE NUMBER | | |-----------------|--| | 8-66216 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | | 01/01/2021<br>12/31/2021<br>FILING FOR THE PERIOD BEGINNING _____________________ AND ENDING ______________________ | | | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------|--|-----------------|--------------------------------------------|--|--| | MM/DD/YY | | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | Apple<br>Lane | Group<br>LLC<br>NAME OF FIRM: _______________________________________________________________________ | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>☐<br>☐<br>☐<br>✔<br>Broker-dealer<br>Security-based swap dealer<br>Major security-based swap participant<br>☐ Check here if respondent is also an OTC derivatives dealer | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 2393<br>Main<br>St | _____________________________________________________________________________________ | | | | | | | | (No. and Street) | | | | | | | Lancaster | MA<br>_____________________________________________________________________________________ | | | 01523 | | | | (City) | (State) | | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Dayna<br>Gant | 6177474299<br>_____________________________________________________________________________________ | | | | | | | (Name) | (Area Code – Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | Stowe<br>&<br>Degon | _____________________________________________________________________________________ | | | | | | | | (Name – if individual, state last, first, and middle name…Read the full text as markdown