Full text of CHAMPLAIN ADVISORS, LLC's X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | | 0MB APPROVAL | |--------------------------------------------------|-----------------------------------------------------------------------------------------------------------|-----------------------------------------| | | UNITED STATES | 0MB Number: 3235-0123 | | | SECURITIES AND EXCHANGE COMMISSION | Expires: Oct. 31, 2023 | | Public | Washington, D.C. 20549 | Estimated average burden | | | | hours per response:<br>12 | | | ANNUAL REPORTS | SEC FILE NUMBER | | | | | | | FORM X-17A-5 | | | | PART Ill | | | | | | | | FACING PAGE | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | FILING FOR THE PERIOD BEGINNING January 1 | 2021 | AND ENDING December 31 , 2021 | | | •<br>MM/DD/VY | MM/DD/YY | | | | | | | A. REGISTRANT IDENTIFICATION | | | NAME OF FIRM: Champlain Advisors, LLC | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | D Major security-based swap participant | | 0 Broker-dealer | Security-based swap dealer | | | | O Check here if respondent is also an OTC derivatives dealer | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | Galeria De Artes Y Ciencias, 875 Carr, Suite 102 | | | | (No. and Street) | | | Dorado | PR | 00646 | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Terence M Crikelair | 212-686-7949 x112 | terry@champlainadvisors.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | Carbonell & Co., LLP | | | | | (Name - if individual, state last, first, and middle name) | | | | PR | 00927-0010 | | PO Box 270010<br>(Address) | San Juan<br>(City) | (State)<br>(Zip Code) | | | | | | | | | | r·<br>of '"''"'"'" wtth PCAOB)(if appUcabl•) | FOR OFFIOAL USE ONL y | (PCAOB "''"""'" N,mbe,, if"'"""'' I | Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. CFR 240.17a-S(e}(l}(ii), if applicable. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** 1, Terence **M** Crikelair swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of Champlain Advisors, LLC as of December 31 2.23.!...\_, is true a…Read the full text as markdown