# JORDAN, KNAUFF & COMPANY, LLC X-17A-5 (2026-02-26) — Broker-dealer annual report - Company: JORDAN, KNAUFF & COMPANY, LLC - Form: X-17A-5 - Filed: 2026-02-26 - Period: 2025-12-31 - Accession: 0001270961-26-000001 - CIK: 1270961 - File #: 8-66246 - Type: Broker-dealer - Material weakness: No - Auditor: Weisberg, Mole', Krantz & Goldfarb, LLP - Auditor location: Woodbury, NY - Contact: Cook Jordan - Phone: 312 925 9123 - Email: cj@jordanknauff.com - Website: jordanknauff.com - Signed by: G. Cook Jordan Jr. (Managing Principal) Original filing: https://www.sec.gov/Archives/edgar/data/1270961/000127096126000001/jkcaudit.pdf --- {0}------------------------------------------------ JORDAN, KNAUFF & COMPANY (A LIMITED LIABILITY COMPANY) YEAR ENDED DECEMBER 31, 2025 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 sec file number 8-66246 # ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING 12/31/2025 filing for the period beginning 01/01/2025 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION # NAME OF FIRM: Jordan, Knauff & Company TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer □ Check here if respondent is also an OTC derivatives dealer (PCAOB Registration Number, if applicable) ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 100 S. Wacker Drive, Suite 850 | | | | | | | |---------------------------------------------------------------------------|--------------------------------|---------------------|-----------------|--|--|--| | (No. and Street) | | | | | | | | Chicago | | റോറോ | | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Cook Jordan | 312 925 9123 | cj@jordanknauff.com | | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. Accountant Identification | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | Weisberg, Mole', Krantz & Goldfarb LLP | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | 185 Crossways Park Drive | Woodbury | NY | 11797 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | 12-14-2004 | 2107 | | | | | | 12-14-2004 (Date of Registration with PCAOB)(if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ #### OATH OR AFFIRMATION G. Cook Jordan, Jr. swear (or affirm) that, to the best of my knowledge and belief, the financial 1. Jordan Knauff & Company report pertaining to the firm of as of December 31 , 2025 partner, officer, director, or equivalent person, as the case may proprietary interest in any account classified solely as that of a customer. Signature: Title: Managing Principal Notary Public #### This filing\*\* contains (check all applicable boxes): - (a) Statement of financial condition. - □ (b) Notes to consolidated statement of financial condition. - (c) Statement of income (loss) or, if there is other comprehensive income in the period(s) presented, a statement of comprehensive income (as defined in § 210.1-02 of Regulation S-X). - = (d) Statement of cash flows. - = (e) Statement of changes in stockholders' or partners' or sole proprietor's equity. - □ (f) Statement of changes in liabilities subordinated to claims of creditors. - = (g) Notes to consolidated financial statements. - (h) Computation of net capital under 17 CFR 240.15c3-1 or 17 CFR 240.18a-1, as applicable. - □ (i) Computation of tangible net worth under 17 CFR 240.18a-2. - (j) Computation for determination of customer reserve requirements pursuant to Exhibit A to 17 CFR 240.15c3-3. - □ (k) Computation for determination of security-based swap reserve requirements pursuant to Exhibit B to 17 CFR 240.15c3-3 or Exhibit A to 17 CFR 240.18a-4, as applicable. - □ (I) Computation for Determination of PAB Requirements under Exhibit A to § 240.15c3-3. - = (m) Information relating to possession or control requirements for customers under 17 CFR 240.15c3-3. - □ (n) Information relating to possession or control requirements for security-based swap customers under 17 CFR 240.15c3-3(p)(2) or 17 CFR 240.18a-4, as applicable. - (o) Reconciliations, including apropriate explanations, of the FOCUS Report with computation of net capible net worth under 17 CFR 240.15c3-1, 17 CFR 240.18a-2, as applicable, and the reserve requirements under 17 CFR 240.15c3-3 or 17 CFR 240.18a-4, as applicable, if material differences exist, or a statement that no material differences exist. - □ (p) Summary of financial data for subsidiaries not consolidated in the statement of financial condition. - (q) Oath or affirmation in accordance with 17 CFR 240.17a-5, 17 CFR 240.18a-7, as applicable. - | - (s) Exemption report in accordance with 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable. - | (t) Independent public accountant's report based on an examination of the statement of financial condition. - (u) Independent public accountant's report based on an examination of the financial statements under 17 CFR 240.17a-5, 17 CFR 240.18a-7, or 17 CFR 240.17a-12, as applicable. - □ (v) Independent public accountant's report based on an examination of certain statements in the compliance report under 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable. - (w) Independent public accountant's report based on a review of the exemption report under 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable. - | as applicable. - \_ (y) Report describing any material inadequacies found to have existed since the date of the previous audit, or a statement that no material inadequacies exist, under 17 CFR 240.17a-12(k). - □ (z) Other: - \*\*To request confidential treatment of certain portions of this filing, see 17 CFR 240.17a-5(e)(2), as applicable. {3}------------------------------------------------ ## JORDAN, KNAUFF & COMPANY (A LIMITED LIABILITY COMPANY) YEAR ENDED DECEMBER 31, 2025 #### CONTENTS | | rage | |-----------------------------------------------------------------------------------------------------|------| | Report of Independent Registered Public Accounting Firm | 1 | | Financial statements: | | | Statement of financial condition | 2 | | Statement of operations | 3 | | Statement of changes in members' capital | 4 | | Statement of cash flows | 5 | | Notes to financial statements | 6-12 | | Supplementary information: | | | Schedule 1 - Computation of net capital under Rule 15c3-1 of the
Securities Exchange Act of 1934 | 13 | | Report of Independent Registered Public Accounting Firm
Regarding Rule 15c3-3 Exemption | 14 | | Exemption Report | 15 | {4}------------------------------------------------ ![](_page_4_Picture_0.jpeg) ## Weisberg, Molé, Krantz & Goldfarb, LLP Certified Public Accountants #### REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Member of Jordan Knauff & Company #### Opinion on the Financial Statements We have audited the accompanying statement of financial condition of Jordan, Knauff & Company') as of December 31, 2025, and the related statements of operations, changes in member's equity, and cash flows for then ended and the related notes and schedules (collectively referred to as the "financial statements"). In our opinion, the financial statements present fairly, in all material respects, the financial position of the Company as of December 31, 2025, and the results of its operations and its cash flows for then ended in conformity with accounting principles generally accepted in the United States of America. #### Basis for Opinion These financial statements are the responsibility of the Company's management. Our responsibility is to express an opinion on the Company's financial statements based on our audit We are a public accounting firm registered with the Public Company Accounting Oversight Board (United States) (PCAOB) and are required to be independent with respect to the Company in accordance with the U.S. federal securities laws and regulations of the Securities and Exchange Commission and the PCAOB. We conducted our audit in accordance with the standards of the PCAOB. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement, whether due to error or fraud. Our audit included performing procedures to assess the risks of material misstatement of the financial statements, whether due to error or fraud, and performing procedures that respond to those risks. Such procedures included examining, on a test basis, evidence regarding the amounts and disclosures in the financial statements. Our audit also included evaluating the accounting principles used and significant estimates made by management, as well as everall presentation of the financial statements. We believe that our audit provides a reasonable basis for our opinion. #### Supplemental Information The supplemental information (Schedule I - Computation of Net Capital Pursuant to Uniform Net Capital Rule 15c3-1 of the Securities and Exchange Commission and Schedule II and III - Statement Regarding Rule 15c3-3 of the Securities and Exchange Commission) (the "supplemental information) has been subjected to audit procedures performed in conjunction with the audit of the Company's financial statements. The supplemental information is the Company's management. Our audit procedures included determining whether the supplemental information reconciles to the financial statements or the underlying accounting and other records, as applicable, and performing procedures to test the completeness and accuracy of the information presented in the supplemental information. In the supplemental information, we evaluated whether the supplemental information, including its form and content, is presented in conformity with 17 C.F.R. §240.17a-5. In our opinion, the supplementary information is fairly stated, in all material respects, in relation to the financial statements as a whole. # Weisberg, Mole', Krantz & Goldfarb, LLP We have served as the Company's auditor since 2026. Woodbury, New York February 20, 2026 {5}------------------------------------------------ #### JORDAN, KNAUFF & COMPANY (A LIMITED LIABILITY COMPANY) STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2025 #### ASSETS | Cash and cash equivalents | \$ 181,915 | |--------------------------------------------------|------------| | Accounts receivable | 12,588 | | Furniture, equipment, and leasehold improvements | | | (net of accumulated depreciation of \$8,525) | 654 | | Prepaid expenses and other assets | 22,324 | | Total assets | \$ 217,481 | | | | | LIABILITIES AND MEMBERS' CAPITAL | | | Liabilities | | | Accounts payable and accrued expenses | \$ 135,128 | | Total liabilities | 135,128 | | MEMBERS' CAPITAL | 82,353 | | Total liabilities and members' capital | \$ 217,481 | See accompanying notes to the financial statements. {6}------------------------------------------------ #### JORDAN, KNAUFF & COMPANY (A LIMITED LIABILITY COMPANY) STATEMENT OF OPERATIONS YEAR ENDED DECEMBER 31, 2025 | Revenue: | | |--------------------------------|--------------------| | Investment banking fees: | | | Success fees | ક
980,070 | | Advisory fees | 13,178 | | Interest | 103 | | Total revenue | 993,351 | | Operating expenses: | | | Salaries | 60,000 | | Payroll taxes | 5,383 | | Accounting and compliance fees | 17,691 | | Regulatory fees | 3,990 | | Depreciation | 366 | | Commissions | 903,651 | | Dues and subscriptions | 25,382 | | Guaranteed payments to member | 180,000 | | Insurance - other | 10,013 | | Legal and professional | 6,103 | | Marketing and advertising | 9,241 | | Medical insurance | 31,976 | | Оссирапсу | 25,121 | | Office supplies | 10,643 | | Outsourced administration | 28,018 | | Telecommunications | 4,095 | | Travel and entertainment | 36,529 | | Miscellaneous | 19,028 | | Total operating expenses | 1,377,230 | | Operating loss | (383,879) | | Other (expense): | | | Interest expense | (20,482) | | Net loss | ક્ષ્મ
(404,361) | See accompanying notes to the financial statements. {7}------------------------------------------------ #### JORDAN, KNAUFF & COMPANY (A LIMITED LIABILITY COMPANY) STATEMENT OF CHANGES IN MEMBERS' CAPITAL YEAR ENDED DECEMBER 31, 2025 | Members' capital: | | | |----------------------------|---|-----------| | Balance, beginning of year | S | 211,714 | | Capital contribution | | 275,000 | | Net loss | | (404,361) | | Balance, end of year | S | 82,353 | See accompanying notes to the financial statements. {8}------------------------------------------------ #### | 2345678946:8;8<=:3>?@A3B>?C?>?=4D | | |----------------------------------------|-------------| | E=>7844 | F NGHGIJKLM | | OPQR4>;=@>4>8:=B8@B?7=@=>7844>8@=>B345 | | | R4=P?@8<=:3>?@A3B>?C?>?=4D | | | S=<:=B?3>?8@ | KK
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] | | OBB8R@>4<3^3W7=3@P3BB:R=P=\<=@4=4 | F J_IG`KM | | E=>B345R4=P?@8<=:3>?@A3B>?C?>?=4 | F JJaIXXGM | | 2345678946:8;6?@3@B?@A3B>?C?>?=4D | | | 2337B8@>:?WR>?8@4 | ` _aIHHH | | E=>B345<:8C?P=PW^6?@3@B?@A3B>?C?>?=4 | ` _aIHHH | | S=B:=34=?@B3453@PB345=bR?C37=@>4 | F KHIXXGM | | 23453@PB345=bR?C37=@>4cW=A?@@?@A86^=3: | ` G`IXHX | | 23453@PB345=bR?C37=@>4c=@P86^=3: | L NYLIXLa | | dR<<7=;=@>37B3456789?@68:;3>?8@ | | | U@>=:=4><3?P | ` NHIGY` | !""#\$\$%&'#()\*(+(%,"-,%,."/\*(#(\$\*#0-,#,"&"(,-1 {9}------------------------------------------------ #### - - - -- #### -,%\$!"\*&+)- !"#\$%&'(#)\*+%)) ./0123453267789/:;23<=9/:;23<>?@23ABB?3/?@B?:?CD1B?2E?B?CPQH0/6IH23AY\4CHD9/:;23231?@2:D:ED0 /7CHDy?323F?2BA316@C0P QHD9/:;23/00D@D0ND 1D;/@?C/EB?I2C?/3@631D0TWZz6BDMVF|R|=F>EDF26@D?C@E6@?3D@@?@B?:?CD1C/;0?N2CD;B2FD:D3C /7@DF60?C?D@231?3ND@C:D3C21N?@/0<@D0N?FD@P {10}------------------------------------------------ ### 2. #### Revenue recognition: The Company accounts for revenue under Financial Accounting Standards Board ("FASB") Account Standards Codification ("ASC") 606. This revenue recognition guidance requires that an entity recognize revenue to depict the transfer of promised goods or services to customers in an amount that reflects the consideration to which the entity expects to be entitled in exchange for those goods or services. The guidance requires an entity to follow a five-step model to (a) identify the contract(s) with a customer, (b) identify the performance obligations in the contract, (c) determine the transaction price, (d) allocate the transaction price in the performance obligations in the contract, and (e) recognize revenue when (or as) the entity satisfies a performance obligation. #### Investment bankinq: Revenue from contracts with customers includes fees from investment banking service and expense reimbursement. The recognition and measurement of revenue is based on the assessment of individual contract terms. Significant judgment is required to determine whether performance obligations are satisfied at a point in time or over time; how to allocate transaction prices where multiple performance obligations are identified; when to recognize revenue based on the appropriate measure of the Company's progress under the contract, and whether constraints on variable consideration should be applied due to uncertain future events. The Company provides advisory services on mergers and acquisitions and capital raise transactions. Revenue for advisory arrangements is generally recognized over time for advisory arrangements in which the services are simultaneously provided by the Company and consumed by the customer based on the estimated progress of work and when revenues are not probable of significant reversal. Advisory costs are recognized as incurred, including when reimbursed by the customer. Retainers and other fees received from customers prior to recognizing revenue are reflected as deferred revenue. As additional consideration for the advisory services noted above, the Company receives fees that vary based on specified performance measures, for example, when a customer's business is sold or a capital raise is concluded (success fees). These fees are considered variable consideration as the uncertainty is dependent on factors outside the Company's influence. In these cases, revenues are recognized at the point in time when uncertainty is resolved. {11}------------------------------------------------ ### 2. #### Revenue recognition (continued): Revenues recognized from contracts with customers are broken into categories that depict how the nature, amount, timing and uncertainty of revenues and cash flows are affected by economic factors. Revenues are disaggregated based on the type of services such as acquisition advisory, business sales, and private placement of debt and equity capital. All revenue recognized during the year ended December 31, 2025 is related to contracts with customers. Receivables due from customers totaled \$12,588 as of December 31, 2025. ### Cash and cash equivalents: The Company considers all highly liquid debt instruments purchased with an initial maturity of three months or less to be cash equivalents. #### Basis of presentation: The financial statements have been prepared on the accrual basis of accounting in conformity with accounting principles generally accepted in the United States of America ("US GAAP"). #### Use of estimates: The preparation of financial statements in conformity with accounting principles generally accepted in the United States of America requires management to make estimates and assumptions that affect the reported amounts and disclosures. Accordingly, actual results could differ from those estimates. #### Accounts receivable: Accounts receivable are reported at the amount management expects to collect on balances outstanding at year-end. Management closely monitors outstanding balances and reserves and writes off, as necessary, any balance deemed uncollectible through a charge to earnings and a credit to a valuation allowance. Accounts receivable at December 31, 2025 are expected to be fully collected. At December 31, 2025, the Company had receivables from three clients whose balances accounted for 99% of total accounts receivable. {12}------------------------------------------------ ### 2. #### Property and equipment and related depreciation and amortization: Property and equipment are recorded at cost. Depreciation is provided by the straight-line method over the useful lives of the assets. The following schedule shows the detail of fixed assets for the year ended December 31, 2025: | Property and equipment, net | S | 654 | |-------------------------------|---|---------| | Less accumulated depreciation | | (8,525) | | Computer equipment | ક | 9,179 | | Property and equipment: | | | Total depreciation expense for the year ended December 31, 2025 was \$366. #### Income taxes: The Company is treated as a partnership for federal income tax purposes. Accordingly, the Company's earnings and losses are included in the members' personal income tax returns. The Company follows required accounting guidance for uncertainty in income taxes. The Company evaluates its tax positions on an ongoing basis, and if considered necessary, establishes liabilities for uncertain tax positions that may be challenged by tax authorities. The Company files information tax returns in the U.S. Federal jurisdiction and various states. The Company has no uncertain tax positions as of December 31, 2025. #### Adoption of new accounting standards: The FASB issued (ASU) 2023-07, "Segment Reporting" (Topic 280) which increased disclosure requirements regarding a public entity's reportable segments effective for fiscal years beginning after December 15, 2023. ASU 2023-07 requires incremental line-item disclosures about each reportable segment's expenses as well as profit and losses. The Company has evaluated the guidance there under and has determined that The Company operates as one operating segment. For further discussion refer to Footnote 6, Reportable Segments. {13}------------------------------------------------ #### - !"#\$%&"\$'(!)\*&(!+!,"- ./01234567899:;<0=>>2>/0?@ABCDED@FGHIJKALGHM@NOPPDFFDOHQFR0>1548>5ST:S0UT:S0VW=XY VZ[\/8=/]0^:8]09>/03586>0656=02\_38683:360>=548>5S56`]0^:8]09>/5>>/0]5>822\_ 5aa]0a5>086`0;>0`6099>260>=548>5S[;2>/59`0\_860`[9/5SS62>0b=00`VWccdef>g0=03;0] XV[hchW[>/01234567/5`60>=548>5S2\_ijk[lml[\/8=/\59iXl[llm860b=0992\_8>9]0^:8]0` 60>=548>5S2\_in[ccne.L@NOPoGHpQFH@EAGoDEGqCGEDOrGFhmnde # s t,#!,"(\$"&t,tu#(!v&"(&-w ./012345673586>5869=59/865;56x5==2:6>\/8=/[5>>8309[3570b=00`\_0`0]5SS7Y869:]0` S838>9ey565a0306>;0S80z09>/5>>/012345678962>0b4290`>256798a68\_8=56>=]0`8>]89x26 =59/efSS\_:6`95]0869:]0`;7>/0{0`0]5Sg04298>|69:]56=012]42]5>826U{g|1Z:4>2ihWc[ccc ;7\_8656=85S869>8>:>826ef>705]06`[>/01234567`8`62>/5z0=59/;5S56=095;2z0>/0869:]0` 532:6>e} +%'t~!!(!"&(!+!,"%'\$, ./012345673586>58695jcVUxZ4]2\_8>Y9/5]86a4S56=2z0]86a5SS034S2700956`303;0]9\/2 300>0S8a8;8S8>7]0^:8]0306>9e./04S565SS2\9034S2700956`303;0]9>235x0z2S:6>5]7 =26>]8;:>8269\8>/869>5>0`S838>990>;7>/04S56\_2]\/8=/35b83:3532:6>95]09:;<0=>>2 |6>0]65ST0z06:0?0]z8=09>5>:>2]7S838>5>8269e./04S564]2z8`09\_2]`89=]0>8265]735>=/86a56` `89=]0>8265]74]2\_8>Y9/5]86a=26>]8;:>8269e./0]0\0]062`89=]0>8265]735>=/86a2]`89=]0>8265]7 4]2\_8>Y9/5]86a=26>]8;:>8269544]2z0`\_2]>/0705]06`0`g0=03;0]XV[hchWe # !%t("\$'!!+!,"- ./012345678906a5a0`865986aS0S8602\_;:986099595;]2x0]Y`05S0][\/8=/89=234]890`2\_ 90z0]5S=S599092\_90]z8=09[86=S:`86a5=^:898>8265`z892]7[;:98609995S05998a6306>9[4]8z5>0 4S5=0306>2\_`0;>56`0^:8>7=548>5S[56`|6`:9>]7g0z0S24306>]2<0=>9U900R2>0VZe./0 1234567/598`06>8\_80`8>9y565a86a]86=845SGFEL@ALD@Oo@CGEDHMI@ADFDOHPG@CN \/2:90960>86=230>20z5S:5>0>/0]09:S>92\_>/0;:986099[4]0`238656>S786>/0\_2]0=59>86a 4]2=099[>23565a0>/01234567ef``8>8265SS7[>/01gy:9090b=09960>=548>5SU900R2>0XZ[ \/8=/8962>53059:]02\_4]2\_8>56`S299[>235x0240]5>8265S`0=898269\/8S03586>58686a=548>5S GI@BGApFBALGFrL@EL@CEOC@DH@FEoCODEFOCoGpIDDI@HIFL@NOPoGHpQFOo@CGEDOHF {14}------------------------------------------------ #### - !"#\$%&'(!!)\*!+%,-#+%.+/!0 12345657589463:;82<8=9563:48:>83593?5@8=8A2=8B9463:;8=8<2=59C;848:>835BC8197485@8 DEFG>939:845@8C74638449156H656847463:63A2=>956232A5@8D2><93I949J@2;8KL@8 911273563:<2;61684748?52>8947=8<=2A6593?;2442A5@848:>8359=85@849>8945@248 ?841=6C8?635@847>>9=I2A46:36A61935911273563:<2;61684K #### M !(&%!0&\$%N\$&+,&-%.#+, F7=63:OPOQB5@8D2><93I8358=8?6352945=958:619;;69318J65@R9;>2=9;S?H642=4BTTD UVWXYZ[\XY]^\_S>23:5@823:263:A731562342A5@89;;693189=85@86358:=956232A459AAB5@84@9=63: 2A2AA6184<91893?8`76<>83593?25@8==8427=184@9=63:KS112=?63:;IB5@8D2><93I@94 8a81758?93ba<8348c@9=63:S:=88>835J65@R9;>2=9;BJ@8=863R9;>2=9;=86>C7=4845@8 D2><93IA2=18=5963C=2d8=e?89;8=9?>63645=956H81245493?8a<83484B93?5@8D2><93I =86>C7=484R9;>2=9;A2=18=59632117<931I1245493?8a<83484KR=2d8=eF89;8=124549=8 9;;21958?CI<8=18359:89112=?63:525@837>C8=2AfXghg[ZiXjklmnfopmqf\fr s8<=84835956H84KL@82117<931I1245493?8a<834849=89;;21958?CI5@8<8=18359:82A2AA618 4<918748?e2117<68?CI891@12><93IKt2=5@8I89=83?8?F818>C8=uvBOPOwBR9;>2=9;<96? 5@8D2><93I939>27352AxvvyBQQz63R=2d8=eF89;8=12454J@61@9=8=8A;8158?949=8?715623 2AS11273563:93?D2><;69318t884235@8c5958>8352AE<8=956234KL@8D2><93I<96?R9;>2=9; 939>27352AxOwBvOv632117<931I12454J@61@9=8=8A;8158?63E117<931Iba<8348235@8 c5958>8352AE<8=956234K S49=847;52A5@845=958:619;;69318B5@8D2><93I@948358=8?63529s8:6458=8?s8<=84835956H8 S:=88>835J65@891@s8:6458=8?s8<=84835956H85@95C819>89AA6;6958?J65@5@8D2><93I949 =847;52A5@845=958:619;;69318K {| /',!}/!+%!~!+%, G939:8>8352A5@8D2><93I@94=8H68J8?93?8H9;7958?47C48`78358H8354A=2>F818>C8= uvBOPOwB5@8A6393169;45958>835?958B5@=27:@t8C=79=IOQBOPOzB5@8?9585@8A6393169; 45958>8354J8=89H96;9C;852C864478?K247C48`78358H8354J8=86?8356A68?K {15}------------------------------------------------ ## 9. As a regulated securities broker dealer, from time the Company may be involved in legal proceedings and regulatory audits. The Company is not currently involved in any ongoing regulatory audits or legal proceedings. {16}------------------------------------------------ #### ## #### ! " #\$ %&% | kljl€€
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789:9;:9<=>;?9:@;AB@CC9:9HI?;?@=<=C<9?D;H@?;A;HI?;?@=H; 185 Crossways Park Drive, Woodbury, NY 11797 • Phone: 516-933-3800 • Fax: 516-933-1060 www.weisbergmole.com {18}------------------------------------------------ ## JORDAN, KNAUFF & COMPANY (A LIMITED LIABILITY COMPANY) EXEMPTION REPORT YEAR ENDED DECEMBER 31, 2025 Jordan, Knauff & Company, ("the "Company"), is a registered broker-dealer subject to rule 17a-5 promulgated by the Securities and Exchange Commission (17 C.F.R. §240.17a-5, "Reports to be made by certain brokers and dealers"). This Exemption Report was prepared as required by 17 C.F.R. §240.17a-5(d)(1) and (4). To the best of it's knowledge and belief, the Company states the following: - 1) The Company does not claim an exemption under paragraph (k) of 17 C.F.R. § 240.15c3-3, and - 2) The Company is filing this Exemption Report relying on Footnote 74 of the U.S. Securities and Exchange Commission (SEC) Release No. 34-70073 adopting amendments to 17 C.F.R. §240.17a-5; because the Company limits its business activities exclusively to private placements and investment banking, and the Company (1) did not directly or indirectly receive, hold, or otherwise owe funds or securities for or to customers, (2) did not carry accounts of or for customers; and (3) did not carry PAB accounts (as defined in Rule 15c3-3) throughout the most recent fiscal year without exception. I, G. Cook Jordan, Jr., swear (or affirm) that, to my best knowledge and belief, this exemption report is true and correct. Managing Principal Title Dated: February 20, Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.