# TUDOR, PICKERING, HOLT & CO. SECURITIES, INC. X-17A-5/A (2017-04-28) — Broker-dealer annual report

- Company: TUDOR, PICKERING, HOLT & CO. SECURITIES, INC.
- Form: X-17A-5/A
- Filed: 2017-04-28
- Period: 2016-12-31
- Accession: 0001271234-17-000004
- CIK: 1271234
- File #: 8-66251
- Material weakness: No
- Auditor: Ernst & Young, LLP
- Auditor location: New York, NY
- Contact: Alexandra Gottschalk
- Phone: 713-333-7106
- Signed by: Alexandra Pruner (Chief Financial Officer)

Original filing: https://www.sec.gov/Archives/edgar/data/1271234/000127123417000004/bsonly.pdf

---

X-17A-5/A

 0001271234
 XXXXXXXX

 LIVE

 true
 false
 false

 01-01-2016
 12-31-2016
 Broker-dealer
 N

 TUDOR, PICKERING, HOLT & CO. SECURITIES, INC.

 1111 BAGBY
 SUITE 4900
 HOUSTON
 TX
 77002

 Alexandra Gottschalk
 713-333-7106

 Ernst & Young, LLP

 5 Times Square
 New York
 NY
 10036

 Certified Public Accountant

 Alexandra Pruner
 TUDOR, PICKERING, HOLT & CO. SECURITIES, INC.
 02-24-2017
 Alexandra Pruner
 Chief Financial Officer
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.