Full text of INNOVATION ADVISORS LLC's X-17A-5 filed 2023-03-30 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STAliES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB umber: 323~-0123 Expires: Oct. 31, 2023 Estimated **average** burden hours per response: 12 ## **ANNUAL REPORTS FORM X-17A-5 PART Ill** | | SEC FILE NUMBER | |--|-----------------| | | | | | | 8-66255 **FACING PAGE** Information Required Pursuant to Rules **17a-S,** 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING | ____<br>___<br>1J_1_12_02_2 | AND ENDING | ___ 1 | __<br>2_2<br>213 _ 1_12_0_<br>_ | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|-----------------|--------------------------------------------|--| | | MM/00/YY | | | MM/00/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | Innovation Advisors LLC<br>NAME OF FIRM: | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>D Security-based swap dealer<br>IXl Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | | 0 Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 101 Park Avenue, 38th Floor | | | | | | | | (No. and Street) | | | | | | New York | NY | | 10017 | | | | (City) | {State) | | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Alex Mack | 917-923-1478 | | | amack@innovationadvisors.com | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Sanford Becker & Co, PC | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 1430 Broadway, Suite 605 | New York | NY | | 10018 | | | (Address) | (City) | | (State) | (Zip Code) | | | 06/25/2009 | | | 3563 | | | | lte<br>of RegiSHatloo with PCAOB )lif appllcab~) | FOR OFFICIAL USE ON Ly | | | (PCAOB Regimatioo N, mbe,, If a ppl<able I | | | | | | | | | CFR 240.17a-S{e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### **OATH OR AFFIRM…Read the full text as markdown