Full text of OPES BESPOKE SECURITIES LLC's X-17A-5 filed 2026-06-26 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: 3235-0123 Expires: Nov 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART III** SEC FILE NUMBER 8-66262 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | 1/1/2025<br>MM/DD/YY | | AND ENDING 12/31/2025<br>MM/DD/YY | | | |------------------------------------------------------------------------------------------|--------------------------------------------------------------|--------------------------------------------|-----------------------------------|--|--| | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: OPES BESPOKE SECURITIES LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | ☐Security-based swap dealer<br>☐Major security-based swap participant<br>X Broker-dealer | | | | | | | | ☐ Check here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 1140 AVENUE OF THE AMERICAS, 9TH FLOOR | | | | | | | | (No. and Street) | | | | | | NEW YORK | NY | | 10036 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | ROXANNE CAMPBELL | 646-701-7036 | | rcampbell@opessecurities.com | | | | (Name) | (Area Code – Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing<br>MERCURIUS | | | | | | | | (Name – if individual, state last, first, and middle name) | | | | | | A-94/8 WAZIRPUR INDUSTRIAL AREA | NEW DELHI | INDIA | 110052 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 2/10/2009 | | #3223 | | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | | | FOR OFFICIAL USE ONLY | | | | | **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.** {1}------------------------------------------------ ### **OATH OR AFFIRMATION** | I,<br>Roxanne Campbell | , swear (or affirm) that, to the best of my knowledge and belief, | |------------------------------------------------------------------------------|------------…Read the full text as markdown