Full text of DAIWA CORPORATE ADVISORY LLC's X-17A-5 filed 2025-05-28 (period 2025-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ DAIWA CORPORATE ADVISORY LLC (SEC I.D. No. 8‐66273) STATEMENT OF FINANCIAL CONDITON AS OF MARCH 31, 2025 AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM \* \* \* \* \* \* \* This report is filed pursuant to Rule 17a‐5(e)(3) under The Securities Exchange Act of 1934 as a PUBLIC DOCUMENT {1}------------------------------------------------ | OMB Number: 3235-012 | | |-------------------------|----| | Expires: Oct. 31, 2023 | | | Estimated average burde | | | hours per response: | 12 | | | | | SEC FILE NUMBER | | |-----------------|--| | 8-66273 | | | 605 Third Ave, 11th Floor | | | |---------------------------|--|--| |---------------------------|--|--| | (No. and Street) | | | | | | | | |---------------------------------------------------------------------------------------|--------------------------------|------------------------------|------------|--|--|--|--| | New York | NY | | 10171 | | | | | | (City) | (State) | | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Peter Pacitto | 212-904-9488 | Peter.Pacitto@dcadvisory.com | | | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>KPMG LLP | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | | 345 Park Avenue | New York | NY | 10154 | | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | | 10/20/2003 | | 185 | | | | | | {2}------------------------------------------------ | | tinancial report pertaining to the firm of Daiwa Corporate Advisory LLC<br>. as of | |------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | 3/31 | , 2 025 | | | partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely | | | as that of a customer. | | | | | | Signature:<br>Based upon the statement from Commission | | | staff and difficulties arising from Covid-19, we | | | litle:<br>will submit this filing without a notarization ANDO MUNOZ JA | | | Chief Financial Officer<br>Commission # 50046907<br>Notary Public, State of New Jersey | | | My Commission Expires | | | Notary Public<br>September 30, 202…Read the full text as markdown