Full text of EMERSON EQUITY LLC's X-17A-5 filed 2026-03-02 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # PUBLIC FILING I *:* Audited Financial Statement meant to be used for the Public Filing V {1}------------------------------------------------ ### EMERSON EQUITY LLC ### FINANCIAL STATEMENTS TOGETHER WITH SUPPORTING SCHEDULES AND AUDITOR'S REPORT DECEMBER 31, 2025 {2}------------------------------------------------ **UNITED STATES** OMB APPROVAL **SECURITIES AND EXCHANGE COMMISSION Washington, <sup>D</sup>.C 20549** OMB Number:3235-0123 Expires: Oct. <sup>31</sup>,2023 Estimated average burden hours per response: 12 SEC FILE NUMBER # **ANNUAL REPORTS FORM X-17A-5 PART III** **FACING PAGE** **Information Required Pursuant to Rules <sup>17</sup>a-5, <sup>17</sup>a-12,and <sup>18</sup>a-<sup>7</sup> under the Securities Exchange Act of <sup>1934</sup>** | 01/01/25<br>FILING FOR THE<br>PERIOD BEGINNING<br>AND ENDING<br>MM/DD/YY | | | 12/31/25 | | | |-------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------|-------------------------------|--------------------------------------------------------------------------------------------------------------------------|-------------------------------------------|--| | | | | MM/DD/YY | | | | | A. REGISTRANT | IDENTIFICATION | | | | | NAME OF FIRM.Emerson<br>: | Equity<br>LLC | | | | | | TYPE OF REGISTRANT<br>(check<br>Broker-dealer<br>Check here if respondent is also an | all applicable boxes):<br>Security-based<br>swap dealer<br>OTC derivatives dealer | | Major security-based | swap participant | | | ADDRESS OF PRINCIPAL | PLACE OF BUSINESS:(Do | not use a P.O. box no.) | | | | | 155<br>Bovet<br>Road,<br>Suite | 725 | | | | | | (No.and Street) | | | | | | | San | Mateo | CA | | 94402 | | | (City) | | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH | REGARD TO THIS<br>FILING | | | | | | Dominic<br>Baldini | 650.312.0202 | | | dbaldini@emersonequit^ | | | (Name) | | (Area Code-Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT | IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT | whose reports | are contained in this filing* | | | | | Cropper<br>Accountancy | Corporation | | | | | | | (Name — if individual, state last,first, and middle name) | | | | | | 2700<br>Ygnacio<br>Valley<br>Road, | Suite<br>270<br>Walnut | Creek | CA | 94598 | | | (Address) | (City) | | (State) | (Zip Code) | | | 03/04/2009 | |…Read the full text as markdown