Full text of WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC's X-17A-5 filed 2024-04-01 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Wealth Enhancement Brokerage Services, LLC Financial Statement (Public Document) December 31, 2023 {1}------------------------------------------------ | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington,<br>D.C. 20549 | 0MB APPROVAL<br>0MB Number: 3235-0123<br>Expires: Nov. 30, 2026<br>Estimated<br>average burden<br>hours per response:<br>12 | | | | | | |------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------|------------------------------|--|--|--|--| | PUBLIC | ANNUAL<br>REPORTS | | SEC FILE NUMBER | | | | | | | FORM<br>X-17A-5 | | 8-66305 | | | | | | | PART<br>Ill | | | | | | | | Information<br>Required Pursuant | FACING PAGE<br>to<br>Rules 17a-5, 17a-12,<br>and 18a-7 under the | Securities | Exchange Act<br>of 1934 | | | | | | t<br>FILING FOR THE PERIOD | e<br><<br>Ao<br>GN<br>01/01/23<br>12/31/23<br>ENDo<br>n | | | | | | | | | MM/00/YY | | MM/00/YY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | Wealth<br>NAME<br>OF FIRM: | Enhancement<br>Brokerage | | Services,<br>LLC | | | | | | (check<br>all<br>TYPE OF REGISTRANT<br>[S] Broker-dealer<br>D Check here if<br>respondent<br>is also | applicable<br>boxes):<br>[]Security-based<br>□<br>Major<br>swap<br>dealer<br>an OTC derivatives<br>dealer | security-based | participant<br>swap | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not<br>Highway<br>505<br>N | use a P.O. box no.)<br>169,<br>Suite<br>900 | | | | | | | | | (No. and Street) | | | | | | | | Plymouth | MN | | 55441 | | | | | | (City) | (State) | | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD | TO THIS FILING | | | | | | | | Amy<br>Schlangen | 417-1414<br>(763) | aschlangen@wealthenhancement.com | | | | | | | (Name) | (Area Code -Telephone<br>Number) | | (Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | PUBLIC ACCOUNTANT whose<br>INDEPENDENT<br>USA,<br>P.C.<br>BDO | contained<br>reports<br>are | in this<br>filing* | | | | | | | | (Name -if<br>individual, state<br>last,<br>first,<br>and middle name) | | | | | | | | Suite<br>Nicollet<br>Mall,<br>800 | Minneapolis<br>600 | MN | 55402 | | | | | | (Address)<br>10/08/2003 | (City) | (State)<br>243 | (Zip Code)…Read the full text as markdown